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FIMM is always seeking the cream of the crop to join our workforce. We take pride in delivering quality service and in providing a caring and conducive work environment for our staff. Are you the one we are looking for?

Below are the list of job opportunities with FIMM:

Legal & Regulatory Affairs

Assistant Manager AM 1 Regulatory Division Legal and Regulatory Affairs 31.03.2018

(Posting date : 13.10.2017)


  • Responsible for complaint management, investigation, resolution and reporting related to the complaints including but not limited to quarterly report to the Securities Commission;
  • Responsible for preparation of any meeting pursuant to the complaints
  • Responsible for preparation of Disciplinary Proceedings before the Disciplinary Committee including but not limited to attending the proceedings, preparation of bundles and notices, records of proceedings and reports;
  • Assist in carrying out the necessary enforcement actions as decided by the relevant Committee;
  • Assist Head of Department in legal, regulatory and compliance matters and provide legal opinion;
  • Keep abreast with latest development on securities laws and regulations related to FIMM, the unit trust and private retirement scheme industries;
  • Draft and/or vet legal documents, agreements, rules, policy papers, consultation papers and regulatory proposals;
  • Prepare working papers to the Board and Committees, on various initiatives of FIMM;
  • Assist in the execution of matters related to the functions of the department; and Prepare meeting papers to the Board and Committees, on initiatives proposed by the Department.


Qualification & Experience

  • Bachelor’s Degree in Law and preferable called to the Malaysian Bar
  • Minimum 5 years of managerial experience in legal practice or corporate environment with experience in drafting complex legal agreements or policy, rules and regulations

Person Specifications

  • Possess good analytical and critical thinking with good report writing skills
  • Knowledge of the regulations and guidelines governing capital markets, unit trust funds and fund management is an added advantage
  • A team player

Special Skills/Traits

  • Excellent interpersonal and communication skills with good command of English and Bahasa Malaysia
  • Outstanding problem solving and decision making skills
  • Good time management skills to ensure multiple tasks are completed simultaneously within compressed timeframes

Interested candidates are requested to e-mail applications with a comprehensive resume stating qualifications and experience, present and expected salaries, contact telephone number and recent passport-sized photograph to:

Please indicate the position you are applying for in the subject line.

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