“Institutional UTS Adviser” or “IUTA” means a corporation registered with FIMM and authorised to market and distribute unit trust schemes of another party.

Registration of IUTA

Eligibility for registration of IUTA

Pursuant to FIMM’s Consolidated Rules,the eligibility requirements for registration as IUTA is a corporation which is:-

(1) A holder of a Capital Market Services License (“CMSL”) to carry out the regulated activity of dealing in securities or dealing in securities restricted to unit trust schemes ; or

(2) A financial institution specified as “registered persons” in Third Column under item (1)(g) part 1 of Schedule 4 of the Capital Market Services Act (“CMSA”).

 

Submission for Registration as IUTA

For submission of documentation for the application of registration as IUTA, please click here

IUTA Fee Structure

For standalone IUTA:

  • Application Fee: RM1,250
  • Annual Fee: RM10,000

For IUTA + Member (single application, multiple registrations):

  • Application Fee: RM5,000 (for Member) + RM1,250 (for IUTA)
  • Annual Fee: RM10,000 (for Member) RM0 (for IUTA; i.e. annual fee is waived)

For IUTA who is an existing Member:

  • Application Fee: RM1,250
  • Annual Fee: RM0 (annual fee as an IUTA is waived)

List of IUTA

  1. Affin Bank Berhad
  2. Affin Islamic Bank Berhad
  3. Amanahraya Investment Management Sdn Bhd
  4. AmBank Islamic Berhad
  5. Affin Hwang Asset Management Berhad
  6. Al Rajhi Banking & Investment Corporation (Malaysia) Berhad
  7. Alliance Bank (Malaysia) Berhad
  8. Alliance Islamic bank Berhad
  9. Amanah Saham Nasional Berhad
  10. AmBank Berhad
  11. AmInvestment Bank Berhad
  12. AmFunds Management Berhad
  13. AIIMAN Asset management Sdn Bhd
  14. Apex Investment Services Berhad
  15. Areca Capital Sdn Bhd
  16. Bank Islam Malaysia Berhad
  17. Bank Kerjasama Rakyat Malaysia Berhad
  18. Bank Muamalat Malaysia Berhad
  19. Bank of China Malaysia Berhad
  20. Bank Simpanan Nasional
  21. BOS Wealth Management Malaysia Berhad
  22. CIMB Bank Berhad
  23. CIMB Investment Bank Berhad
  24. CIMB Islamic Bank Berhad
  25. Citibank Berhad
  26. KAF Investment Funds Berhad
  27. Kenanga Investors Bhd
  28. Hong Leong Bank Berhad
  29. Hong Leong Islamic Bank Berhad
  30. HSBC Bank (Malaysia) Berhad
  31. HSBC Amanah Malaysia Berhad
  32. iFAST Capital Sdn Bhd
  33. Industrial and Commercial Bank of China (Malaysia) Berhad
  34. Kenanga Investment Bank Berhad
  35. Kuwait Finance House (M) Berhad
  36. Malayan Banking Berhad
  37. Maybank Islamic Berhad
  38. MBSB Bank Berhad
  39. OCBC Al-Amin Berhad
  40. OCBC Bank (Malaysia) Berhad
  41. Phillip Mutual Berhad
  42. PMB Investment Berhad
  43. Principal Asset Management Berhad
  44. Public Bank Berhad
  45. RHB Bank Berhad
  46. RHB Investment Bank Berhad
  47. RHB Asset Management Sdn Bhd
  48. RHB Islamic Bank Berhad
  49. Standard Chartered Bank (Malaysia) Berhad
  50. Standard Chartered Saadiq Berhad
  51. TA Investment Management Berhad
  52. United Overseas Bank (Malaysia) Berhad
  53. UOB Asset Management (Malaysia) Berhad
  54. UOB Kay Hian Securities (M) Sdn Bhd