PRS APPLICATION KIT

The applicant is required to submit the following duly completed documents:

NODOCUMENTS REQUIREDDOWNLOAD
1Cover letter signed by an Authorised Representative (“AR”) specifying the registration that is being sought. If the AR appointed for the registration as PRS Provider is not the same as AR appointed for the registration as Member, the cover letter shall be signed by an authorised signatory specifying the registration that is being sought and the appointment of AR
2Printed online applicationClick here
3Board of Directors’ Resolution approving the appointment of the ARSample
4Latest Form 8 Or 9, Form 13, Form 24 and Form 49 certified true copy by the Company Secretary
5Certified True Copy of relevant CMSL and approval that verify the eligibility of the applicant
6Declaration signed by a director of the applicantPRS 003
7Proposal for the marketing and distribution of PRS (for non existing Member)Template (PRS)
8Payment of application and annual feesPRS Fees Table 1
9 Such other information and/or documents as requested by FIMM

The applicant is required to submit the following duly completed documents:

NODOCUMENTS REQUIREDDOWNLOAD
1Cover letter signed by the Authorised Representative (“AR”) specifying the registration that is being sought. If the AR appointed for the registration as IPRA / CPRA is not the same as the AR appointed for the registration as UTMC / PRS Provider / IUTA / CUTA, the cover letter shall be signed by an authorised signatory specifying the registration that is being sought and the appointment of AR
2Printed online applicationClick here
3Board of Directors’ Resolution approving the appointment of the ARSample
4Latest Form 8 Or 9, Form 13, Form 24 and Form 49 certified true copy by the Company Secretary
5Certified true copy of relevant CMSL and approval that verify the eligibility of the applicant (if applicable)
6Declaration signed by a director of the applicantPRS 003
7A copy of unexpired license (e.g banking lisence issued by Ministry of Finance) which has been certified true copy by the company secretary, advocate & solicitor or notary public (if applicable)
8Proposal for the marketing and distribution of PRSTemplate PRS
9A copy of the company’s profile and organisational structure depicting related, subsidiary, associate and holding companies with percentage of shareholding in each category (for CPRA only)
10A copy of company’s latest audited accounts of draft / management accounts (cor CPRA only)
11 A copy of the applicant’s professional indemnity insurance (for CPRA only)
12Payment of application and annual feesPRS Fees Table 1
13 Such other information and/or documents as requested by FIMM

The applicant is required to submit the following duly completed documents:

NODOCUMENTS REQUIREDDOWNLOAD
1Confirmation of AUM as at 31 December of the year (for PRS Provider)PRS 004 (1)
2A copy of System NAV Report as at 31 December of the year (for PRS Provider)PRS 004 (2)
3 Confirmation of Total Gross Sales for the year ended 31 December (for IPRA)PRS 005 (1)
4 A copy of System Total Gross Sales Report for the year ended 31 December (for IPRA)PRS 005 (2)
5Such other information and/or documents as requested by the FIMM

The applicant is required to submit the following duly completed documents:

NODOCUMENTS REQUIREDDOWNLOAD
1Cover Letter duly signed by Authorised Representative
2Form – Notification on Marketing and Distribution of Private Retirement Scheme FormPRS 006
3A certified true copy of the relevant pages of the valid distribution arrangement
4A certified true copy of an appointment letter / supplemental for subsequent arrangement list of PRS for distribution (if applicable)
5A copy of the consent letter from the PRS Provider to allow for sub-distribution of their PRS (if applicable)
6Such other documents as requested by the FIMM

The applicant is required to submit the following duly completed documents:

NODOCUMENTS REQUIREDDOWNLOAD
1Cover letter duly signed by the Authorised Representative
2Form – Notification for Withdrawal of Registration or Cessation of Operations of PRS Provider, IPRA or CPRAPRS 007
3A copy of Form 18 from SC (for CMSL Holder only)
4Such other documents as requested by the FIMM

The applicant is required to submit the following duly completed documents:

NODOCUMENTS REQUIREDDOWNLOAD
1Cover letter duly signed by the Authorised Representative
2Form – Notification for Withdrawal of Registration or Cessation of Operations of PRS Provider, IPRA or CPRAPRS 007
3A copy of the order made by the High Court for transfer of assets
4A certified true copy of Form 13 certified by company secretary
5A copy of Form 18 from SC (for CMSL Holder only)
6Such other documents as requested by the FIMM

The applicant is required to submit the following duly completed documents:

NODOCUMENTS REQUIREDDOWNLOAD
1Cover LetterCL P001
2List of Candidates
3Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant”) – Computerised ExamP001 (CPRE)
4One (1) copy of Identity Card (front and back) or passport
5One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph)Sample
6A duly executed Statutory DeclarationSD 001
7A certified true copy of the relevant certificate and qualification
8A certified true copy of the relevant Capital Market Services Representative License (“CMSRL”)(if applicable)
9A certified true copy of the relevant Capital Market Services Representative License (“CMSRL”) dealing in securities e.g. remisiers (applicable for Investment Bank only)
10A certified true copy of the result slip that indicates the candidate has passed Module 1of CFP or IFP or RFP or Shariah RFP (applicable to FIMM Apprenticeship Program for CPRA only)
11Evidence of document as a proof of memberships with the relevant bodies
12FeesPRS Fees Table 2

The applicant is required to submit the following duly completed documents:

NODOCUMENTS REQUIREDDOWNLOAD
1Cover LetterCL P002
2List of PRS Consultants
3Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’)P001
4One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph)Sample
5A duly executed Statutory DeclarationSD 001
6Letter of release from previous PRS Distributor (if applicable)
7A certified true copy of the relevant Capital Market Services Representative License (“CMSRL”) (if applicable)
8A certified true copy of the relevant Capital Market Services Representative License (“CMSRL”) dealing in securities e.g. remisiers (applicable for Investment Bank only)
9A letter of Undertaking for merger exercise (if applicable)CL P003
10A certified true copy of the result slip that indicates the candidate has passed Module 1of CFP or IFP or RFP or Shariah RFP (applicable to FIMM Apprenticeship Program for CPRA only)
11Evidence of document as a proof of memberships with the relevant bodies
12FeesPRS Fees Table 2

*Not require to submit to FIMM.

The applicant is required to submit the following duly completed documents:

NODOCUMENTS REQUIREDDOWNLOAD
1Cover LetterCL P004
2Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’)P001
3One (1) copy of Identity Card (front and back) or passport
4One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph)Sample
5A duly executed Statutory DeclarationSD 001
6Evidence of approval by the Securities Commission / relevant authority for the appointment of Chief Executive of a PRS Provider, IPRA or CPRA
7Evidence of document as a proof of memberships with the relevant bodies
8FeesPRS Fees Table 2

The applicant is required to submit the following duly completed documents:

NODOCUMENTS REQUIREDDOWNLOAD
1Cover LetterCL P004
2Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’)P001
3One (1) copy of Identity Card (front and back) or passport
4 One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph)Sample
5A duly executed Statutory DeclarationSD 001
6Evidence of approval by the Securities Commission / relevant authority for the appointment of Chief Executive of a PRS Provider, IPRA or CPRA
7Resume or Curriculum Vitae with details describing the Director’s scope of work and specific job description
8Evidence of document as a proof of memberships with the relevant bodies
9FeesPRS Fees Table 2

The applicant is required to submit the following duly completed documents:

NODOCUMENTS REQUIREDDOWNLOAD
1Cover LetterCL 004
2Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’)P001
3One (1) copy of Identity Card (front and back) or passport
4 One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph)Sample
5A duly executed Statutory DeclarationSD 001
6A certified true copy of Capital Market Services Representative License (“CMSRL”) for fund management
7FeesPRS Fees Table 2

The applicant is required to submit the following duly completed documents:

NODOCUMENTS REQUIREDDOWNLOAD
1Cover LetterCL P004
2Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’)P001
3One (1) copy of Identity Card (front and back) or passport
4One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph)Sample
5A duly executed Statutory DeclarationSD 001
6A certified true copy of the relevant certificate for certified holders of CFP/IFP/RFP/Shariah RFP/ChFC (if applicable)
7Evidence of result slip that indicates the candidates has passed:
a) Module 1, 4 & 5 (before 30/3/2015) or Module 1 & 3 (effective from 30/3/2015) of CFP
b) Module 1, 3 & 5 (before 6/08/2015) or Module 1 & 3 (effective from 6/08/2015) of IFP
c) Module 1, 3 & 6 of RFP (effective from Aug 2014 onwards)
d) Module 1, 3 & 6 of Shariah RFP (effective from Aug 2014 onwards)
8Evidence of document as a proof of memberships with the relevant bodies
9Certified true copy of the certificate of proficiency in financial planning issued by the MFPC
10FeesPRS Fees Table 2

The applicant is required to submit the following duly completed documents:

NODOCUMENTS REQUIREDDOWNLOAD
1Cover LetterCL P007
2List of PRS ConsultantsLIST 001
3A duly executed Statutory Declaration For Renewal of Registration -on a biennially basis*SD 002

*Not require to submit to FIMM.

 

Submission of Application for Renewal of Registration of UTS Consultant

NODOCUMENTS REQUIREDDOWNLOAD
1Cover LetterCL P005
2One (1) Malaysia passport-sized colour photograph (for replacement of FIMM Authorisation Card only)Sample
3FeesPRS Fees Table 2

The applicant is required to submit the following duly completed documents:

NODOCUMENTS REQUIREDDOWNLOAD
1Cover LetterCL P006
2List of PRS Consultants

The applicant is required to submit the following duly completed documents:

NODOCUMENTS REQUIREDDOWNLOAD
1Cover LetterCL P008
2 Email to FIMM at “registration@fimm.com.my ” the list of candidates for registration as PRS Consultants (the list of candidates must email to FIMM prior to submission of application for registration through the system)
(applicable for insurance agent only)
Template
3Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’)
(Affix rubber stamp ” Familiarisation Program”)
P001
4A duly executed Statutory DeclarationSD 001
5A certified true copy of the relevant certificate and qualification
6One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph)Sample
7One (1) copy of Identity Card (front and back) or passport
8Certified True Copy of Certificate of Attendance of 1.5 days 2020 PRS Familiarization Program
9Certified true copy of Certificate Examination in Investment-Link Insurance (“CEILLI”) OR Takaful Business Examination (TBE)- Part A for Basic Takaful, Medical and Health Takaful and Part C for Family Takaful, Investment Linked Takaful OR Certificate from Malaysian Takaful Association (MTA) – General & Family
(applicable for insurance agent only)
Sample
10FeesPRS Fees Table 2
updated on 22/6/2020

The applicant is required to submit the following duly completed documents:

NODOCUMENTS REQUIREDDOWNLOAD
1Application FormDownload
2Copy of NRICDownload
3Certified True Copy of Academic Certificate Download
4Statutory Declaration Download
5Photo Resolution Download