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# FIMM

Federation of Investment Managers Malaysia

## Sitemaps

- [XML Sitemap](https://www.fimm.com.my/sitemap.xml): Contains all public & indexable URLs for this website.

## Pages

- [Home](https://www.fimm.com.my/) - The Federation of Investment Managers Malaysia (FIMM) functions in a dual capacity: The Federation of Investment Managers Malaysia (FIMM) functions in a dual capacity: as a self-regulatory organisation (SRO), and as an industry representative advocating the development and growth of the Unit Trust Scheme (UTS) and Private Retirement Scheme (PRS) industry. Additionally, FIMM is responsible
- [Press Release](https://www.fimm.com.my/resources/press-release/) - PRESS RELEASES 2026 DATE CATEGORY TITLE 10 September 2026 Disciplinary Action Public Reprimand Against: Mohd Nur Aliff Hasroni (FIMM No.: F01074002) Nor Azlina Omar (FIMM No.: F02036722) Mohamad Firdaus Ahmad (FIMM No.: F01053536) 6 August 2026 Disciplinary Action Public Reprimand Against Chua Sye Yin (FIMM No.: F02004374) 13 July 2026 Disciplinary Action Public Reprimand Against:
- [FIMM Learning Series](https://www.fimm.com.my/resources/learning-series/) - FIMM Learning Series Designed for Consultants and aspiring learners, the FIMM Learning Series combines theory with practical application, delivering in-depth knowledge and actionable insights to support real-world learning. The courses are developed to equip learners with the competencies needed to excel in today’s competitive investment landscape. Learn. Grow. Excel with FIMM! Each course awards may
- [Quick Statistics](https://www.fimm.com.my/industry/statistics/quick-statistic/) - QUICK STATISTICS UTMC / Members and Distributors Statistics Members, IUTA, CUTA and UTS Consultants 2026 2025 2024 2023 2022 2021 2020 2019 2018 2017 Registered UTC, UTMC / Members, IUTA & CUTA (2026) As at month end of No. of UTC UTMC / Members IUTA CUTA January 2026 54,306 42 56 25 February 2026 54,996
- [FIMM in the Media](https://www.fimm.com.my/resources/publications/fimm-in-the-media/) - FIMM in the Media Selective opportunities in Asia’s US$3.7 tril AI boom The Edge Malaysia Weekly 24-30 August 2026 New playbook on Hong Kong The Edge Malaysia Weekly 24-30 August 2026 Funds: Only six funds launched between mid-July and mid-August The Edge Malaysia Weekly 24-30 August 2026 Funds: Income funds dominate once again The Edge
- [FIMM Examinations](https://www.fimm.com.my/industry/references/fimm-examinations/) - FIMM COMBINED EXAMINATION (FCE) Notes to Candidates Instructions on how to sit for the FIMM Combined Examination (FCE). Download Frequently Asked Questions About the FIMM Combined Examination (FCE). Download Examination Rules These Rules apply to all candidates sitting for the FIMM Combined Examination (FCE), including current and former registered Consultants. Download Exam Schedule View and
- [Investor Alerts](https://www.fimm.com.my/investors/investor-alerts/) - FIMM Investor Alerts Stay informed and protected with FIMM Investor Alert updates to help investors avoid falling victim to scams. 2026 2025 2026 Unauthorised Activities and Impersonation of Areca Capital WhatsApp 5 January 2026 Unauthorised Use of Company Identity by Unrelated Individuals 14 January 2026 Unauthorised Activities and Misuse of FIMM’s Logo by a Clone
- [CBP:   LEGOLAND THEME PARK MALAYSIA](https://www.fimm.com.my/industry/consultants/consultant-benefits/cbp-legoland-theme-park-malaysia/) - FIMM Registered Consultant Benefits Programme LEGOLAND THEME PARK MALAYSIA 1 Overview LEGOLAND Malaysia is one of Malaysia’s most popular family theme park destinations, located in Iskandar Puteri, Johor. It is the first LEGOLAND resort in Asia and is designed mainly for families with children aged 2–12 years old. The resort combines a theme
- [FIMM E-Zine](https://www.fimm.com.my/resources/publications/fimm-e-zine/) - FIMM E-Zine Click on thumbnails or text to read Issue 2/2026 (Latest) Issue 1/2026 Issue 3/2025 Issue 2/2025 Issue 1/2025 Issue 3/2024 Issue 2/2024 Issue 1/2024 Issue 3/2023 Issue 2/2023 Issue 1/2023 Issue 3/2022 Issue 2/2022 FIMM e-Zine 1/2022 FIMM e-Zine 2/2021 The Comic Book Issue Issue 2/2020 Issue 1/2020 Archived: December 2017 September 2017
- [Board of Directors](https://www.fimm.com.my/corporate-info/board-of-directors/) - BOARD OF DIRECTORS BOARD CHARTER FIMM Board Charter (effective 31 January 2023) COMPOSITION PUBLIC INTEREST DIRECTORS Mohd Ridzal Mohd Sheriff (Chairman) Datin Yon See Ting Jas Bir Kaur Ahmad Tajuddin Abdul Carrim Yvonne Phe Kheng Peng Dato' Shamsuddin Mohd Mahayidin Lim Fen Nee ELECTED DIRECTORS Dato' Teng Chee Wai Datuk Wira Ismitz Matthew De Alwis
- [Career at FIMM](https://www.fimm.com.my/corporate-info/career-at-fimm/) - CAREERS AT FIMM At FIMM, we believe that the right job can transform a person’s future and as a result contributing to the growth of the organisation. Therefore, it is essential that we constantly provide a supportive and inclusive environment where everyone can achieve their potential, regardless of their background. As we focus on hiring
- [Active Consultant](https://www.fimm.com.my/industry/consultants/utsprs-consultant-2/) - FIMM UTS & PRS CONSULTANT “Unit Trust Scheme Consultant” or “UTS Consultant” means an individual who is duly registered with the Federation of Investment Managers Malaysia to market and distribute Unit Trust Scheme. “Private Retirement Scheme Consultant” or “PRS Consultant” means an individual who is duly registered with the Federation of Investment Managers Malaysia to market
- [Presentation Decks](https://www.fimm.com.my/resources/publications/presos/) - Presentation Decks FSMOne Recommended Unit Trust Awards 2026/2027 FIMM CEO’s Opening Address 2 July 2026 FSMOne Recommended Unit Trust Awards 2025/2026 FIMM CEO’s Opening Address 3 July 2025 Search for: Resources FIMM Learning Series Thought Leadership Series Unit Trust on the MOVE 2025 Behavioural Insights Series 2023 Publications Annual Report Presentation Decks FIMM E-Zine FIMM
- [Apprenticeship Programme](https://www.fimm.com.my/industry/references/apprenticeship-programme/) - Apprenticeship Programme Current Apprenticeship Programme Implementation Guide Download Apprenticeship Programme Implementation Guide FAQs Download Revised Apprenticeship Programme Implementation Guide Circular Download Summary of Amendments Download Archive FIMM Apprenticeship Programme Circular Download Search for: Industry Members & Distributors Members & Distributors Directory FAQs (For Members & Distributors) Consultants Consultant Privileges FAQs (For Consultants) Active Consultant Application
- [Latest Funds Launched](https://www.fimm.com.my/industry/latest-funds-launched-2/) - Latest Funds Launched Search for: Industry Members & Distributors Members & Distributors Directory FAQs (For Members & Distributors) Consultants Consultant Privileges FAQs (For Consultants) Active Consultant Application Kits How to be a Member and/or Distributor Member & Distributor Application Kit (UTS) Distributor Application Kit (PRS) How To Be A Consultant Consultant Application Kits References FIMM
- [Management Directory](https://www.fimm.com.my/corporate-info/management/management-directory/) - MANAGEMENT DIRECTORY CEO's Office Kaleon Leong Rahan Chief Executive Officer Internal Audit & Risk Management Loqman Hakim Mohd Din Senior Manager Secretarial Sheikh Faiz Sheikh Ibrahim Manager Human Resource & Administration Shahrul Azmani Ja’afar Senior Manager Regulatory Services Division Dr Rosliza Mat Yatim General Manager Asha Balakrishnan Senior Manager Legal & Regulatory Affairs Nur Nadia
- [Survey-LRA](https://www.fimm.com.my/corporate-info/about-fimm/survey-testing/) - Legal and Regulatory Affairs FIMM Complaint / Enquiry Form ``` ```
- [Survey Reports](https://www.fimm.com.my/resources/publications/survey-reports/) - Survey Reports Click on thumbnails or titles to download FIMM Investment Management Survey 2025 FIMM Survey on UTS and PRS Potential Segments 2024 FIMM Investment Management Survey 2023 FIMM's Vulnerable Investor Survey 2022 FIMM Investment Management Survey 2022 FIMM Investors' Financial Literacy Survey on UTS, PRS and Retirement Planning 2021 FIMM Research on Unit Trust
- [Annual Report](https://www.fimm.com.my/resources/publications/annual-report/) - Annual Report 2025 2024 2023 2022 2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 2003 2002 Search for: Resources FIMM Learning Series Thought Leadership Series Unit Trust on the MOVE 2025 Behavioural Insights Series 2023 Publications Annual Report Presentation Decks FIMM E-Zine FIMM in the
- [Consultant Benefits](https://www.fimm.com.my/industry/consultants/consultant-benefits/) - FIMM Registered Consultant Benefits Programme FIMM collaborates with Malaysia’s premier brands to provide a range of solutions and privileges for consultants. The Registered Consultant Benefits Programme is an exclusive benefit for FIMM Consultants. FIMM, its Board of Directors, Committees and employees shall not be held responsible for any damages, losses, liabilities, costs, expenses, claims or
- [CBP:  GLENMARIE GOLF & COUNTRY CLUB](https://www.fimm.com.my/industry/consultants/consultant-benefits/cbp-glenmarie/) - FIMM Registered Consultant Benefits Programme GLENMARIE GOLF & COUNTRY CLUB 1 Overview Glenmarie Golf & Country Club in Shah Alam is a premier 36-hole championship golf venue renowned for hosting the EurAsia Cup, featuring the Garden and Valley courses designed by Max Wexler. Located near Glenmarie Hotel & Golf Resort, it offers elite golf facilities,
- [UTS History](https://www.fimm.com.my/resources/uts-history/) - History of Unit Trust Schemes and Private Retirement Schemes in Malaysia THE FORMATIVE YEARS: 1959 – 1979 The first two decades in the history of the UT industry were characterised by slow growth in the sales of units and a lack of public awareness of the new investment product. The industry was also regulated by several parties including BNM, the ROC and the Public Trustee. THE PERIOD FROM 1980 TO 1990 During this period, an Informal Committee for Unit Trust Funds was set up to regulate the UT industry. The Committee was made up
- [FAQs (For Consultants)](https://www.fimm.com.my/industry/consultants/faqs-for-consultants/) - FAQs (For Consultants) Criteria to Become a Unit Trust Consultant/Private Retirement Scheme Consultant My highest qualification is Sijil Pelajaran Malaysia (SPM). Can I become a Unit Trust Consultant or Private Retirement Scheme Consultant? Yes, you can register as a Unit Trust Consultant (UTS Consultant) or as a Private Retirement Scheme Consultant (PRS Consultant). The minimum
- [CVP:  DYSON](https://www.fimm.com.my/industry/consultants/consultant-benefits/cbp-dyson/) - FIMM Registered Consultant Benefits Programme DYSON 1 Overview Dyson is a technology company known for its innovative approach to product design, particularly in home appliances. FIMM Consultants, Employees and Directors can now enjoy a discount of up to RM1200 on selected Dyson appliances. 2 Benefits & Privileges Dyson Appliances eligible for discounts under this program
- [CBP:  AUDI SPORT](https://www.fimm.com.my/industry/consultants/consultant-benefits/cbp-audi/) - FIMM Registered Consultant Benefits Programme AUDI SPORT 1 Overview Audi is a German premium automobile manufacturer specializing in luxury vehicles, performance cars, and advanced automotive technology. Audi is one of the core premium brands within Volkswagen Group, alongside Porsche, Bentley, and Lamborghini. PHS Automotive Malaysia Sdn Bhd provides the opportunity for FIMM Consultants, Directors and
- [CVP:  PROTON](https://www.fimm.com.my/industry/consultants/consultant-benefits/cvp-proton/) - FIMM Registered Consultant Benefits Programme PROTON Proton: Driving Malaysia’s pride into the future. 1 Overview Being the first national car manufacturer since 1983, Proton continues to progress as a fully-fledged manufacturer, producing cars with innovative technology, reliability, and international standards. In collaboration with FIMM, Proton offers the Corporate Employee Vehicle Purchase (CEVP) program to FIMM
- [Registration Manual](https://www.fimm.com.my/regulations/registration-manual/) - REGISTRATION MANUAL IN EFFECT FIMM Registration Manual (w.e.f. 31 October 2025) SUPERSEDED FIMM Registration Manual (w.e.f. 29 April 2025) FIMM Registration Manual (w.e.f. 1 June 2016) FOR REFERENCE : Previous Circulars PROCEDURES FOR DISTRIBUTOR OR RELEASING CONSULTANT UPON RESIGNATION OR TERMINATION 13/12/2016 – BR/FH/TLK-han/612-16 INTRODUCTION OF DIGITALISED E-STUDY GUIDE FOR CUTE AND PRSE 14/05/2018 –
- [How To Be A Consultant](https://www.fimm.com.my/industry/application-kits/how-to-be-a-consultant/) - REGISTRATION OF A CONSULTANT “Consultant” means an individual registered with FIMM and authorised to market and distribute Schemes. Eligibility for registration as a UTS and/or PRS Consultant An individual who is of a minimum age of 21; meets the Fit and Proper criteria stipulated in the FIMM’s Consolidated Rules; has passed SPM with not less
- [CBP:  All IT Hypermarket](https://www.fimm.com.my/industry/consultants/consultant-benefits/cbp-all-it/) - FIMM Registered Consultant Benefits Programme All IT Hypermarket Sdn Bhd 1 Overview ALL IT Hypermarket is Malaysia’s leading IT retail chain offering a wide range of computer products, gadgets, and smart home devices. FIMM Consultants, Employees and Directors can now enjoy a discount for selected IT products offered at all ALL IT Hypermarket retail chain.
- [Circulars](https://www.fimm.com.my/regulations/archive-circulars-2024-2025/) - CIRCULARS ARCHIVE 2024-2025 For latest circulars, go to Circulars For circulars issued 2023 and older, refer to the following links for: UTMC / Members, IUTA & CUTA PRS Providers, IPRA & CPRA Members 2025 2024 2025 Date Circular Number Recipient Circular Title 31/10/2025 RD/ALL/RY/SO-af/050-25 UTMC, IUTA, CUTA, PRSP, IPRA and CPRA Year 2026 Renewal for
- [Circulars for Members (≤2023)](https://www.fimm.com.my/regulations/circulars/circulars-for-members/) - MEMBERS Archived circulars up to 2023. For latest circulars click here. 2023 2022 2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 2023 Date Circular Number Circular Title 26/12/2023 ID/UTMC&PRSP/FMS/JW-TQ/010-23 Survey on Suitability Assessment Form incorporating Behavioural Finance 06/12/2023 ID/UTMC/JW-TQ/009-23 Data Collection for the Purpose of Presenting Empirical Unit Trust Data to the MOF
- [Circulars for PRS Providers, IPRA & CPRA (≤2023)](https://www.fimm.com.my/regulations/circulars/circulars-for-prs-providers-ipra-cpra/) - PRS Providers, IPRA & CPRA Archived circulars up to 2023. For latest circulars click here. 2023 2022 2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 2023 Date Circular Number Circular Title 26/12/2023 ID/UTMC&PRSP/FMS/JW-TQ/010-23 Survey on Suitability Assessment Form incorporating Behavioural Finance 06/12/2023 ID/UTMC/JW-TQ/009-23 Data Collection for the Purpose of Presenting Empirical Unit Trust
- [Circulars for UTMC / Members, IUTA & CUTA (≤2023)](https://www.fimm.com.my/regulations/circulars/circulars-for-utmc-members-iuta-cuta/) - UTMC / MEMBERS, IUTA & CUTA Archived circulars up to 2023. For latest circulars click here. 2023 2022 2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 2008 2023 Date Circular Number Circular Title 26/12/2023 ID/UTMC&PRSP/FMS/JW-TQ/010-23 Survey on Suitability Assessment Form incorporating Behavioural Finance 06/12/2023 ID/UTMC/JW-TQ/009-23 Data Collection for the Purpose
- [Anti-Bribery Corruption](https://www.fimm.com.my/anti-bribery-corruption/) - FIMM’s ANTI-BRIBERY AND CORRUPTION POLICY The Federation of Investment Managers Malaysia (FIMM) adopts a zero-tolerance approach to any form of bribery and corruption. FIMM is committed to the prevention and eradication of bribery and corruption practices and will take appropriate measures on parties who in their dealing with FIMM or when acting on FIMM’s behalf
- [CVP: DELL](https://www.fimm.com.my/industry/consultants/consultant-benefits/cbp-dell/) - FIMM Registered Consultant Benefits Programme DELL TECHNOLOGIES – ONLINE STORE 1 Overview Dell Member Purchase Program (MPP) provides an opportunity for Consultants, Employees, and Directors to enjoy exclusive discounts and promotions of selected Dell’s products. 2 Benefits & Privileges The offer is available at https://www.dell.com/en-my/lp/mpp 3 Redemption / Verification Process
- [CVP:  BATERIKU](https://www.fimm.com.my/industry/consultants/consultant-benefits/cbp-bateriku/) - FIMM Registered Consultant Benefits Programme BATERIKU.COM 1 Overview Bateriku.com offers 24 Hours Car Battery Delivery and has the biggest roadside assistance coverage in Malaysia. This program provides an opportunity for Consultants, Directors and Employees to enjoy exclusive discounts for new battery replacement. 2 Benefits & Privileges Offers a RM40 discount for new battery purchase, which
- [CVP:   Oriental HOTEL](https://www.fimm.com.my/industry/consultants/consultant-benefits/cbp-oriental-hotel/) - FIMM Registered Consultant Benefits Programme EASTERN & ORIENTAL HOTEL, PENANG 1 Overview The Eastern & Oriental Hotel, also known as the “Grande Dame of George Town”, located at the UNESCO World Heritage Site of George Town, Penang, is famous for its colonial charm, spacious suites, and excellent service. In collaboration with FIMM, E&O Hotel is
- [CVP:  Volkswagen](https://www.fimm.com.my/industry/consultants/consultant-benefits/cbp-volkswagen/) - FIMM Registered Consultant Benefits Programme Volkswagen 1 Overview Volkswagen Corporate Fleet Programme offered by Volkswagen Passenger Cars Malaysia Sdn Bhd provides the opportunity for FIMM Consultants, Employees, and Directors to purchase selected Volkswagen models at promotional prices from authorised dealers across Malaysia. 2 Benefits & Privileges Kindly email consultant.benefits@fimm.com.my to obtain details of exclusive discounts and
- [CVP:   IJN](https://www.fimm.com.my/industry/consultants/consultant-benefits/cbp-ijn/) - FIMM Registered Consultant Benefits Programme Institut Jantung Negara 1 Overview Institut Jantung Negara (IJN), Malaysia’s leading centre for cardiovascular and thoracic care, is a one-stop hub for specialised cardiac services. In collaboration with FIMM, IJN is offering a Corporate Wellness Screening Programme at a discounted rate exclusive for FIMM’s Consultants, Employees and Directors. 2
- [CVP:  Movenpick HOTEL](https://www.fimm.com.my/industry/consultants/consultant-benefits/cbp-movenpick-hotel/) - FIMM Registered Consultant Benefits Programme Movenpick Hotel & Convention Centre, KLIA 1 Overview Movenpick Hotel & Convention Centre (MHCC) is a Muslim-friendly luxury hotel with elegant Islamic design. With well-equipped facilities, halal catering, and a prime airport location, it’s the ideal venue for conferences, seminars, and corporate events in Sepang. In collaboration with FIMM, Movenpick
- [CVP:  TERA](https://www.fimm.com.my/industry/consultants/consultant-benefits/cbp-tera/) - FIMM Registered Consultant Benefits Programme TERA 1 Overview Since 2011, TERA Solar has been a pioneer in Malaysia’s clean energy transition, providing innovative solutions for the commercial, industrial, and residential sectors. With proven expertise, TERA designs and delivers renewable energy systems tailored to any business size or roof type, creating smarter energy ecosystems for a
- [CVP:  PERODUA](https://www.fimm.com.my/industry/consultants/consultant-benefits/cbp-perodua/) - FIMM Registered Consultant Benefits Programme PERODUA 1 Overview Takzim Dinamik Sdn. Bhd., an authorised dealer for Perodua Sdn. Bhd., has extended its exclusive offers to FIMM Consultants, Employees, and Directors to own selected Perodua vehicles at promotional prices. 2 Benefits & Privileges Kindly email consultant.benefits@fimm.com.my to obtain exclusive discounts and details on selected Perodua models
- [Guidance Note](https://www.fimm.com.my/regulations/guidance-note/) - GUIDANCE NOTE FIMM GUIDANCE ON SIMPLE LANGUAGE AND EFFECTIVE DRAFTING PRACTICES FOR PROSPECTUS FIMM Guidance on Simple Language and Effective Drafting Practices for Prospectus (Date Revised: 1 March 2022) Download Summary of Amendments Download FIMM’S GUIDANCE NOTES ON THE SECURITIES COMMISSION MALAYSIA’S GUIDELINES ON ADVERTISING FOR CAPITAL MARKET PRODUCTS AND RELATED SERVICES FIMM’s Guidance Notes
- [Consultant Application Kits](https://www.fimm.com.my/industry/application-kits/consultant-application-kits/) - CONSULTANT APPLICATION KITS Consultant Registration Application for FIMM Examination / Exemption Submission of Application for FIMM Examination The applicant is required to submit the following duly completed documents via FIMM Core System (FCS): NO. DOCUMENTS REQUIRED 1. Malaysia National Registration Identity Card (NRIC) or passport 2. Malaysia passport-sized colour photograph 3. Certified true copy of FIMM Consultant Application Kits
- [CVP:  ZUS COFFEE](https://www.fimm.com.my/industry/consultants/cvp-zus/) - Consultant Privileges Exclusive offers and benefits for FIMM-registered Consultants, in collaboration with our partners. Click on each logo to see what’s offered. Zus Coffee Overview Zus Coffee is partnered with Award-Winning Farms from Papua New Guinea, Brazil & Indonesia to bring in specially curated Specialty Green Beans, then roast them locally to ensure full control
- [Unit Trust on the MOVE 2025](https://www.fimm.com.my/resources/id-tls/utmove2025/) - A specially curated webinar for Unit Trust and Private Retirement Scheme Consultants and Distributors, featuring timely insights on market trends and regulatory developments. Gain valuable perspectives to better advise clients and stay ahead in a dynamic environment. Register Now Programme 9:45AM Logging in of Participants 10:00AM Opening Address & Housekeeping CEO’s Welcome Address 10:05AM Session
- [Privacy Notice](https://www.fimm.com.my/privacy-notice/) - PRIVACY NOTICE NOTICE UNDER THE PERSONAL DATA PROTECTION ACT 2010 The Personal Data Protection Act 2010 (hereinafter referred to as the “PDPA”), which regulates the processing of personal data in commercial transactions, applies to the Federation of Investment Managers of Malaysia (hereinafter referred to as “FIMM”, “our”, “us” or “we”). For the purpose of this
- [FIMM Familiarisation Programme (PRSFP)](https://www.fimm.com.my/industry/references/prs-familiarisation-programme/) - FIMM Familiarisation Programme (PRSFP) CIRCULAR – FIMM PRS FAMILIARISATION PROGRAMME 2024 Download FIMM PRSFP 2023 – ADMINISTRATIVE AND PROCEDURAL REQUIREMENTS NOTE Download FREQUENTLY ASKED QUESTIONS (FAQs) Download Search for: Industry Members & Distributors Members & Distributors Directory FAQs (For Members & Distributors) Consultants Consultant Privileges FAQs (For Consultants) Active Consultant Application Kits How to be
- [Distributor Application Kit (PRS)](https://www.fimm.com.my/industry/application-kits/distributor-application-kit-prs/) - DISTRIBUTOR APPLICATION KIT (PRS) Submission of Registration as PRS Provider The applicant is required to submit the following duly completed documents: NO DOCUMENTS REQUIRED DOWNLOAD 1 Cover letter signed by an Authorised Representative (“AR”) specifying the registration that is being sought. If the AR appointed for the registration as PRS Provider is not the same
- [Member & Distributor Application Kit (UTS)](https://www.fimm.com.my/industry/application-kits/member-distributor-application-kit-uts/) - MEMBER & DISTRIBUTOR APPLICATION KIT (UTS) Submission of Application for Registration of UTMC / Admission of Membership The applicant is required to submit the following duly completed documents: NO DOCUMENTS REQUIRED DOWNLOAD 1 Cover letter signed by an authorised signatory specifying the registration that is being sought and the appointment of AR 2 Printed online
- [How to be a Member and/or Distributor](https://www.fimm.com.my/industry/application-kits/how-to-be-a-member-and-or-distributor/) - HOW TO BE A MEMBER AND/OR DISTRIBUTOR REGISTRATION OF A MEMBER “Member” means a corporation which applies for and is granted Membership of the Federation as provided in Article 6 of the Federation’s Articles of Association. Eligibility for registration as a Member Any corporation which is: a Unit Trust Manager; or a Fund Manager; or
- [CVP: ALLITHYPERMART](https://www.fimm.com.my/industry/consultants/cvp-allithypermart/) - Consultant Privileges Exclusive offers and benefits for FIMM-registered Consultants, in collaboration with our partners. Click on each logo to see what’s offered. ALL IT HYPERMARKET No. Section Description 1 Partner Overview IT Hypermart 2 Benefits & Privileges Specific items for promotion will be decided and informed in advance.​ Campaign: FIMM Members Privilege Programme ​ Duration:
- [CVP:   Amari Spice HOTEL](https://www.fimm.com.my/industry/consultants/cvp-amarihotel-hotel/) - Consultant Privileges Exclusive offers and benefits for FIMM-registered Consultants, in collaboration with our partners. Click on each logo to see what’s offered. Amari Spice Hotel, Penang Partner Overview Amari SPICE Penang is a leading business convention hotel located in the heart of Penang’s Central Business District in Bayan Lepas. Stand-out in appearance and in
- [CVP:  TUI BLU HOTEL](https://www.fimm.com.my/industry/consultants/cvp-tuibluthehaven-hotel/) - Consultant Privileges Exclusive offers and benefits for FIMM-registered Consultants, in collaboration with our partners. Click on each logo to see what’s offered. TUI BLU The Haven, Ipoh Partner Overview TUI BLUE The Haven Ipoh All Suite Resort, a 5-star hotel that offers luxury accommodation near natural surrounds in Ipoh Benefits & Privileges Corporate rates for
- [CVP:  Bayview HOTEL](https://www.fimm.com.my/industry/consultants/cvp-bayviewpenang-hotel/) - Consultant Privileges Exclusive offers and benefits for FIMM-registered Consultants, in collaboration with our partners. Click on each logo to see what’s offered. Bayview Hotel Georgetown Penang Partner Overview In the heart of Penang Island’s vibrant capital, the Bayview Hotel Georgetown Penang combines contemporary style with an enviable central setting with 340 tastefully appointed rooms and
- [CVP:  JEN HOTEL](https://www.fimm.com.my/industry/consultants/cvp-jenhotel/) - Consultant Privileges Exclusive offers and benefits for FIMM-registered Consultants, in collaboration with our partners. Click on each logo to see what’s offered. JEN Penang Georgetown by Shangri-La, Hotel Penang Partner Overview JEN Penang Georgetown by Shangri-La is ideally positioned in the vibrant and historically significant George Town and is an esteemed member of the Shangri-La
- [CVP:  BYD](https://www.fimm.com.my/industry/consultants/cvp-byd/) - Consultant Privileges Exclusive offers and benefits for FIMM-registered Consultants, in collaboration with our partners. Click on each logo to see what’s offered. BYD 1 Partner Overview BYD Sime Motor (BYD Corporate Sales Programme) 2 Benefits & Privileges Preferential rates on top of current sales campaign 3 Redemption Process/Verification Process Confirmation leter for FIMM Directors and
- [FIMM\'s Consolidated Rules](https://www.fimm.com.my/regulations/fimm-consolidated-rules/) - FIMM'S CONSOLIDATED RULES IN EFFECT FIMM CONSOLIDATED RULES (w.e.f: 10 October 2023) SUPERSEDED FIMM CONSOLIDATED RULES (w.e.f: 1 June 2016) List of Amendments to FIMM’s Consolidated Rules Amendment Effective 1 April 2017 Amendments to Appendices 2-A and 2-B of FIMM’s Consolidated Rules – Liberalisation for Institutional UTS Adviser (“IUTA”) and Institutional PRS Adviser (“IPRA”) to
- [About Us](https://www.fimm.com.my/corporate-info/about-fimm/) - ABOUT US The Federation of Investment Managers Malaysia (FIMM) is a self-regulatory organisation (SRO) that regulates the marketing and distribution of Unit Trust Schemes (UTS) and Private Retirement Schemes (PRS). WHAT WE DO MISSION Building the highest level of trust, integrity, standards and ethics for investor protection, growth and knowledge in the investment management industry.
- [Lodge A Complaint](https://www.fimm.com.my/investors/lodge-a-complaint/) - HOW TO LODGE A COMPLAINT If you have a complaint against a distributor or consultant of unit trust schemes or private retirement schemes, you may lodge your complaint by completing and submitting FIMM’s online complaint form below. Alternatively, you may download and submit the completed FIMM’s complaint form to: Legal & Regulatory Affairs Federation of
- [No Access](https://www.fimm.com.my/no-access/) - [dlm_no_access]
- [FAQs (For Investors)](https://www.fimm.com.my/investors/faqs-for-investors/) - FAQs (FOR INVESTORS) Investing in Unit Trust Schemes/Private Retirement Schemes How do I invest in a Unit Trust Scheme (UTS) and Private Retirement Schemes (PRS)? You can approach a Distributor. There are several types of Distributors: Unit Trust Management Company (UTMC); Private Retirement Scheme Provider (PRS Provider); Institutional Unit Trust Scheme Advisers (IUTA); Institutional Private
- [Cybersecurity Awareness](https://www.fimm.com.my/investors/cybersecurity_awareness/) - In an increasingly digital world, staying vigilant about cybersecurity is critical. Cyber threats like phishing, vishing, malware, and ransomware are constantly evolving, making it essential to protect personal and sensitive information. This section is here to help you understand these risks and equip you with best practices for staying safe online. Why Cybersecurity Matters Cybersecurity
- [Academic Certificate Review Guide](https://www.fimm.com.my/industry/references/academic-certificate-review-guide/) - ACADEMIC CERTIFICATE REVIEW GUIDE ACADEMIC CERTIFICATE REVIEW GUIDE Download Search for: Industry Members & Distributors Members & Distributors Directory FAQs (For Members & Distributors) Consultants Consultant Privileges FAQs (For Consultants) Active Consultant Application Kits How to be a Member and/or Distributor Member & Distributor Application Kit (UTS) Distributor Application Kit (PRS) How To Be A
- [Continuing Professional Development (CPD)](https://www.fimm.com.my/industry/references/continuing-professional-development-cpd/) - CONTINUING PROFESSIONAL DEVELOPMENT (CPD) WHAT IS CONTINUING PROFESSIONAL DEVELOPMENT (CPD)? Continuing Professional Development (CPD) a programme of continuing education for Consultants, enabling them to acquire knowledge and achieve professionalism through a series of training activities and workshop environments; helping them to meet stringent knowledge requirements and technical proficiency as Consultants. This programme is designed to
- [Organisation Structure](https://www.fimm.com.my/corporate-info/management/organisation-structure/) - ORGANISATION STRUCTURE FIMM focuses on creating a workplace that cultivates integrity, accountability, dynamism, and inclusivity. With the employees’ welfare at heart, emphasis is also placed on regular upskilling programmes and team building activities to create a positive and engaging environment in order to ensure talent retention to achieve the organisation’s objectives now and onwards into
- [Constitution](https://www.fimm.com.my/corporate-info/constitution/) - CONSTITUTION MEMORANDUM AND ARTICLES OF ASSOCIATION Memorandum and Articles of Association (all amendments made up to 7 May 2024) ARCHIVED Memorandum and Articles of Association (all amendments made up to 13 February 2020) Memorandum of Association (approved by CCM 29 January 2013) Articles of Association (approved by CCM 29 January 2013) Search for: ABOUT About
- [EPF Approved Funds](https://www.fimm.com.my/industry/epf-approved-funds/) - EPF APPROVED FUNDS EPF-MIS Approved Fund List (Effective 1 April 2024) Download Search for: Industry Members & Distributors Members & Distributors Directory FAQs (For Members & Distributors) Consultants Consultant Privileges FAQs (For Consultants) Active Consultant Application Kits How to be a Member and/or Distributor Member & Distributor Application Kit (UTS) Distributor Application Kit (PRS) How
- [GMW Video Competition 2024](https://www.fimm.com.my/resources/events/gmw-vcomp-2024/) - In conjunction with Global Money Week 2024, the Federation of Investment Managers Malaysia (FIMM) invites you to participate in our FIMM GMW Video Competition 2024. Participants stand a chance to win food/shopping vouchers worth RM100! Date: Wednesday, 20 March to Friday, 29 March 2024 Terms & Conditions Open to all Malaysians age 15 to 24
- [GMW Quiz 2024](https://www.fimm.com.my/resources/events/gmw-quiz-2024/) - In conjunction with Global Money Week 2024, the Federation of Investment Managers Malaysia (FIMM) invites you to participate in our FIMM GMW Quiz 2024 to test your knowledge on the basics of investor protection. Participants stand a chance to win Touch ‘n Go e-vouchers worth RM30! Date: Monday, 18 March to Friday, 22 March 2024
- [FIMMAC 2019 revisit](https://www.fimm.com.my/resources/events/fimmac_2019/) - FIMMAC 2019 At the FIMM Annual Convention 2019, we discussed about ‘Sustainability in a Digital Future.’ The future is DIGITAL. Some of it has arrived and many more new technologies are on their way. Day after day, more and more digital tools and solutions are being developed and offered for everyone to use. The unit trust
- [Investor Checkpoint](https://www.fimm.com.my/investors/investor-checkpoint/) - FIMM Investor Checkpoint Explore curated links from regulatory authorities such as the Securities Commission Malaysia, Bank Negara Malaysia, and the Royal Malaysia Police (PDRM) to verify the legitimacy of investments. Stay informed and protected with these resources. Securities Commission Malaysia Investment Checker Investor Alert List Media Releases and Announcements Licensed and Registered Persons Digital Initiatives
- [CHIEF EXECUTIVE OFFICER](https://www.fimm.com.my/corporate-info/management/chief-executive-officer/) - CHIEF EXECUTIVE OFFICER Kaleon Leong Rahan​ Kaleon Leong Rahan is the Chief Executive Officer of the Federation of Investment Managers Malaysia (FIMM) effective 1 October 2018. He comes with over 20 years of experience in various senior management roles in the Malaysian investment management industry, specialising in the fields of unit trust and asset management,
- [Code of Ethics](https://www.fimm.com.my/regulations/code-of-ethics/) - CODE OF ETHICS IN EFFECT Code of Ethics – 4th Edition (w.e.f: 10 October 2023) SUPERSEDED Code of Ethics – 3rd Edition (w.e.f: 13 January 2020) Code of Ethics and Rules of Professional Conduct (2nd Edition – w.e.f: 22 January 2013) Code of Ethics and Standards of Professional Conduct for the Unit Trust Industry (1st
- [Fund Volatility Rating Survey 2024](https://www.fimm.com.my/resources/publications/survey-reports/fvrs-2024/) - Greetings Investor and Consultant, Thank you for taking the time to visit our website. In an effort to continuously improve the investment sales process, FIMM is conducting a survey to request your valuable insights and perceptions towards Fund Volatility Ratings. Additionally, in appreciation of your completed response, all participants in the survey also stand a
- [Private Retirement Scheme Providers (PRSP)](https://www.fimm.com.my/industry/members-distributors/prsprovider/) - PRIVATE RETIREMENT SCHEME PROVIDERS (PRSP) “PRSP” means a private retirement scheme provider. In this regard, “private retirement scheme provider” has the same meaning assigned to it in the CMSA. LIST OF PRS PROVIDERS AHAM ASSET MANAGEMENT BERHAD (formerly known as AFFIN HWANG ASSET MANAGEMENT BERHAD) AIA PENSION AND ASSET MANAGEMENT SDN. BHD AMFUNDS MANAGEMENT BERHAD
- [Member Funds Details](https://www.fimm.com.my/industry/members-distributors/members-and-funds-old/member-funds-details/) - FUNDS' DETAILS [display_member_fund_details] Search for: MEMBERS Members & Distributors Members & Distributors Directory FAQs (For Members & Distributors) Consultants Consultant Privileges FAQs (For Consultants) Active Consultant Application Kits How to be a Member and/or Distributor Member & Distributor Application Kit (UTS) Distributor Application Kit (PRS) How To Be A Consultant Consultant Application Kits References FIMM
- [Statistics](#)
- [Fund Volatility Rating Survey 2023](https://www.fimm.com.my/resources/publications/survey-reports/fvrs-2023/) - About this Survey The objective of conducting this survey on consultants is to gain a comprehensive understanding of their experiences and perspectives regarding fund volatility ratings. The specific objectives include: Assessing Consultant Practices: Understanding the approaches and practices of consultants in utilising fund volatility ratings as a risk measure when recommending investment products to clients.
- [Behavioural Insights Series 2023](https://www.fimm.com.my/resources/id-tls/id-bis2023/) - The FIMM Behavioural Insight Series aims to show how our behaviour and emotions affect financial decisions. Dr Joanne Yoong, CEO and Principal Economist & Behavioural Scientist from Research for Impact Pte Ltd, guides participants through behavioural finance principles, applying them in real-life investment scenarios. This series seeks to empower individuals to recognise and navigate behavioural
- [Thought Leadership Series](#)
- [Corporate Information](#) - About Us The Federation of Investment Managers Malaysia (FIMM) is a self-regulatory organisation (SRO) that regulates the marketing and distribution of Unit Trust Schemes (UTS) and Private Retirement Schemes (PRS).
- [PRS Consultant](https://www.fimm.com.my/industry/consultants/prs-consultant/) - PRS CONSULTANT “Private Retirement Scheme Consultant” or “PRS Consultant” means an individual who is duly registered with the Federation of Investment Managers Malaysia to market and distribute Private Retirement Scheme. List of PRS Consultants (1st July 2023) Download Search for: Industry Members & Distributors Members & Distributors Directory FAQs (For Members & Distributors)
- [Whistleblowing Policy](https://www.fimm.com.my/whistleblowing-policy/) - WHISTLEBLOWING POLICY The Federation of Investment Managers Malaysia (FIMM) is committed to the highest standard of integrity, openness and accountability in the conduct of its business and operation. The objective of this policy is to provide an avenue for stakeholders to disclose any actual or potential improper conduct by FIMM’s employees, directors, service providers/vendors or
- [Board Committees](https://www.fimm.com.my/corporate-info/board-of-directors/board-committees/) - BOARD COMMITTEES In carrying out its functions, the Board is supported by the regulatory, governance and industry development committees which operate within their respective defined terms of reference, thus enabling the Board to perform its fiduciary duties in a more efficient and focused manner. Each Board member sits on various Board Committees. Within FIMM, there
- [Consultants](https://www.fimm.com.my/industry/consultants/) - Consultants Unit Trust Consultants PRS Consultants Search for: INDUSTRY Members & Distributors Members & Distributors Directory FAQs (For Members & Distributors) Consultants Consultant Privileges FAQs (For Consultants) Active Consultant Application Kits How to be a Member and/or Distributor Member & Distributor Application Kit (UTS) Distributor Application Kit (PRS) How To Be A Consultant Consultant Application
- [FAQs](https://www.fimm.com.my/regulations/faqs/) - FAQs Complaints and Sanctions Where can I find past Circulars that have been issued by FIMM? All circulars issued by FIMM are available in FIMM’s website. Kindly refer to the following link: https://www.fimm.com.my/regulations/circulars/ As a Distributor, to which department in FIMM should I send/refer investors’ complaints? 1. For quarterly reports on complaints received from investors
- [Events](https://www.fimm.com.my/resources/events/) - Events Industry Briefing Collaborations FIMMAC Search for: Resources FIMM Learning Series Thought Leadership Series Unit Trust on the MOVE 2025 Behavioural Insights Series 2023 Publications Annual Report Presentation Decks FIMM E-Zine FIMM in the Media Survey Reports UTS/PRS Booklet Media Videos Coffee Talk FIMM TV Weekly Recap Life At FIMM Press Release Public Notices UTS
- [Understanding Investing](https://www.fimm.com.my/investors/understanding-investing/) - UNDERSTANDING INVESTING An informed investor is a wise investor. It is a good practice to familiarise yourself with what you intend to invest in. To know more about unit trust schemes (“UTS”) and private retirement schemes (“PRS”), just click on the icons below. Understanding UTS Understanding PRS Glossary Risks of Investing in UTS & PRS
- [Publications](https://www.fimm.com.my/resources/publications/) - Publications Annual Report FIMM In The News UTS/PRS Booklet Survey Reports Search for: Resources FIMM Learning Series Thought Leadership Series Unit Trust on the MOVE 2025 Behavioural Insights Series 2023 Publications Annual Report Presentation Decks FIMM E-Zine FIMM in the Media Survey Reports UTS/PRS Booklet Media Videos Coffee Talk FIMM TV Weekly Recap Life At
- [By-Laws Relating To The Procedure For Disciplinary Proceedings (Superseded)](https://www.fimm.com.my/regulations/by-laws-relating-to-the-procedure-for-disciplinary-proceedings-superseded/) - By-Laws Relating To The Procedure For Disciplinary Proceedings (Superseded) The “By-Laws Relating to the Procedure for Disciplinary Proceedings (Second Edition)” dated 3 September 2007 (“By-Laws” has been superseded by the FIMM Consolidated Rules.  Download By-Laws Search for: Regulations FIMM’s Consolidated Rules Registration Manual Code of Ethics By-Laws Investment Management Standards (IMS) Guidance Note Circulars
- [Investing Responsibly and With Confidence 2023](https://www.fimm.com.my/investing-responsibly-and-with-confidence-2023/) - In conjunction with Global Money Week 2023, the Federation of Investment Managers Malaysia (FIMM) invites you to attend our free webinar to learn about the Securities Commission Malaysia (SC), Securities Industry Dispute Resolution Center (SC) and FIMM and how we can help you on your investing journey. This session will be moderated by Mr Faiz
- [Industry Briefing](https://www.fimm.com.my/resources/events/industry-briefing/) - Industry Briefing Concluded Industry Briefings Industry Briefing dated Tuesday, 22 November 2022 Regulatory Updates and Initiatives AMLCTF/PF – Theory to Practical: Customer Due Diligence (sharing by the Securities Commission Malaysia) Industry Briefing dated Thursday, 11 November 2021 Regulatory Updates and Initiatives Industry Briefing dated Monday, 28 September 2020 Regulatory Activities and Initiatives
- [Year End Quiz 2022](https://www.fimm.com.my/year-end-quiz-2022/) - Welcome to the FIMM Year End Quiz! Answer 15 questions about FIMM and about investing in unit trust schemes and stand a chance to win a Touch n Go e-voucher worth RM50! But before we get to the quiz, here are some terms and conditions: Eligibility Open to everyone, except for employees of FIMM.
- [Industry Best Practices](https://www.fimm.com.my/regulations/industry-best-practices/) - INDUSTRY BEST PRACTICES Search for: Regulations FIMM’s Consolidated Rules Registration Manual Code of Ethics By-Laws Investment Management Standards (IMS) Guidance Note Circulars Latest Circulars Archive Circulars (2024-2025) Circulars for UTMC / Members, IUTA & CUTA (≤2023) Circulars for PRS Providers, IPRA & CPRA (≤2023) Circulars for Members (≤2023) Enforcement FAQs
- [Investment Management Standards (IMS)](https://www.fimm.com.my/regulations/investment-management-standards-ims/) - INVESTMENT MANAGEMENT STANDARDS (IMS) All Investment Management Standards must be complied by all members and registered persons in their operations, unless exemption is given by the SC. IMS-1 “Dealing Cut-Off Time For Unit Purchases and Redemptions”. (Date Issued : 8 September 2005) Download IMS-2 “Forward Pricing To Be Adopted By New Unit Trust Schemes” (Date
- [skim persaraan swasta](https://www.fimm.com.my/investors/understanding-investing/skim-persaraan-swasta/) - Kenali Skim Persaraan Swasta Bagi kebanyakan orang, matlamat mereka adalah agar dapat bersara dengan selesa. Walau bagaimanapun, kesan pandemik Covid-19 telah menjadikan pencapaian matlamat ini lebih mencabar. Pelbagai ahli ekonomi telah memberi amaran akan berlakunya krisis persaraan. Untuk melindungi diri kita daripada krisis persaraan ini, masa terbaik untuk bertindak adalah sekarang. Lebih awal anda mula
- [persaraan bukanlah gurauan](https://www.fimm.com.my/investors/understanding-investing/persaraan-bukanlah-gurauan/) - Persaraan Bukanlah Gurauan! Ketika kita masih muda, menyimpan untuk persaraan agak kelihatan tidak mendesak. Ia seperti sesuatu yang boleh kita tumpukan kemudian, terutamanya dengan adanya komitmen kewangan lain yang lebih perlu dan segera. Walau bagaimanapun, kami ingin menekankan fakta yang tidak boleh disangkal: Persaraan Bukanlah Gurauan! Mengapa anda perlu menyimpan untuk persaraan? Kita rakyat Malaysia
- [PRS Providers & Funds](https://www.fimm.com.my/industry/members-distributors/prs-providers-funds/) - PRS PROVIDER & FUNDS Warning: foreach() argument must be of type array|object, null given in /var/www/html/wp-content/themes/invested-progression-child/functions.php on line 183 Search for: Industry Members & Distributors Members & Distributors Directory FAQs (For Members & Distributors) Consultants Consultant Privileges FAQs (For Consultants) Active Consultant Application Kits How to be a Member and/or Distributor Member & Distributor Application
- [perunding unit amanah](https://www.fimm.com.my/investors/understanding-investing/perunding-unit-amanah/) - Kenali Perunding Unit Amanah Apabila membicarakan tentang pelaburan, anda sama ada boleh melakukannya sendiri (DIY) atau anda boleh bergantung pada khidmat profesional. Pendekatan DIY memerlukan anda meluangkan masa untuk mengkaji setiap aset pelaburan dan mencari firma atau platform pembrokeran yang akan membolehkan anda membina portfolio anda sendiri. Walau bagaimanapun, pendekatan DIY boleh mengambil masa yang
- [unit amanah](https://www.fimm.com.my/investors/understanding-investing/unit-amanah/) - Apakah Skim Unit Amanah Perancangan kewangan merupakan satu kemahiran hidup yang amat penting yang kebanyakan kita terpaksa belajar sendiri. Kadangkala, terutamanya semasa masih muda, kita tidak menyedari betapa pentingnya merancang untuk masa depan kewangan kita sehingga kita mencapai detik-detik perubahan hidup kita, seperti berkahwin atau mempunyai anak pertama, yang memerlukan banyak wang. Oleh itu, sesetengah
- [FIMMAC 2022 Games Rules](https://www.fimm.com.my/resources/events/virtual-fimmac-ies-2022/fimmac-2022-games-rules/) - RULES AND REGULATIONS FOR THE GAMES AT VIRTUAL FIMMAC & IES 2022 GAME 1: UTS/PRS Champions League Eligibility Open for participation to all who registered for Virtual FIMMAC & IES 2022. Only participants who have qualified via the Qualifying Round may participate in the UTS/PRS Champions League. For avoidance of doubt, participants who have qualified
- [FAQs (For Members & Distributors)](https://www.fimm.com.my/industry/members-distributors/faqs-for-members-distributors/) - FAQs (For Members & Distributors) Submission and Notification to FIMM As a Distributor, we are required to submit the total Gross Sales of UTS and PRS to FIMM. How often should we submit? The Gross Sales of UTS and PRS must be submitted annually within ten (10) calendar days after 31 December. I am the
- [Virtual FIMMAC & IES 2022](https://www.fimm.com.my/resources/events/virtual-fimmac-ies-2022/)
- [Circulars](#)
- [Resources](#) - Resources
- [Regulations](#) - Circulars Consolidated Rules Registration Manual Investment Management Standards Code of Ethics Guidance By-Laws Enforcement FAQs
- [Investors](#) - INVESTORS As a Self-Regulatory Organization, FIMM is dedicated to ensure that the investing public is well-informed regarding investments in unit trust schemes (UTS) and private retirement schemes (PRS). FIMM is also dedicated to ensure that the investing public is protected when it comes to purchasing units in UTS and PRS.
- [References](#)
- [Members & Distributors](#)
- [Application Kits](#)
- [Industry](#) - INDUSTRY As a Self-Regulatory Organization, FIMM regulates and supervises its members and registered persons to strive for the highest level of integrity and standards of practice that will best serve the investment management industry and promote investor protection.
- [Management](#)
- [Other Statistics](https://www.fimm.com.my/industry/statistics/other-statistics/) - OTHER STATISTICS Fund Statistics - 1H2020 Search for: Industry Members & Distributors Members & Distributors Directory FAQs (For Members & Distributors) Consultants Consultant Privileges FAQs (For Consultants) Active Consultant Application Kits How to be a Member and/or Distributor Member & Distributor Application Kit (UTS) Distributor Application Kit (PRS) How To Be A Consultant Consultant Application
- [Understanding Unit Trust Schemes](https://www.fimm.com.my/investors/understanding-investing/understanding-unit-trust-schemes/) - UNDERSTANDING UNIT TRUST SCHEMES What Are Unit Trusts? Unit Trusts are a form of collective investment that allows investors with similar investment objectives to pool their funds to be invested in a portfolio of securities or other assets. A professional fund manager then invests the pooled funds in a portfolio which may include the asset
- [Glossary](https://www.fimm.com.my/investors/understanding-investing/glossary-2/) - FINANCIAL GLOSSARY A Active Portfolio Management The management of funds where the investment manager chooses to buy and sell investments based on changes in the potential returns. Opposite of Passive Portfolio Management. Annual Management Fee A fee, calculated and accrued daily, based on the Gross Net Asset Value of the Fund paid by the trustee
- [Public Notices](https://www.fimm.com.my/resources/public-notices/) - Public Notices At the moment, we do not have any public notices. Please watch this space and check again soon. Search for: Resources FIMM Learning Series Thought Leadership Series Unit Trust on the MOVE 2025 Behavioural Insights Series 2023 Publications Annual Report Presentation Decks FIMM E-Zine FIMM in the Media Survey Reports UTS/PRS Booklet Media
- [Collaborations](https://www.fimm.com.my/resources/events/collaborations/) - Collaborations MFPC My Money & Me 2022 As part of FIMM’s Investor Education efforts, we collaborate with the Malaysian Financial Planning Council (“MFPC”) in their My Money & Me event. For 2022, the schedule is as per below: 26 March 2022 28 May 2022 25 June 2022 6 August 2022 3 September 2022 19 November
- [Understanding Private Retirement Schemes](https://www.fimm.com.my/investors/understanding-investing/understanding-private-retirement-schemes/) - UNDERSTANDING PRIVATE RETIREMENT SCHEMES What is Private Retirement Schemes (PRS) With the increasing life expectancy and cost of living, Malaysians are living longer today than ever and ensuring we have sufficient funds to maintain a comfortable standard of living for the balance of our lives thus gaining more importance. The introduction of PRS aims to
- [Unit Trust Industry: A Glistening And Glowing Year](https://www.fimm.com.my/resources/press-release/unit-trust-industry-a-glistening-and-glowing-year/) - ANNOUNCEMENT FMUTM 10th Annual General Meeting 26th MAY 2004 UNIT TRUST INDUSTRY: A GLISTENING AND GLOWING YEAR Renaissance Hotel, Kuala Lumpur The Malaysian unit trust industry weathered a storm of economic and geopolitical uncertainties in the first half of 2003, and ended the year on a bright note. Total Net Asset Value (NAV) of unit
- [Enhancing Productivity And Professionalism Through ICT](https://www.fimm.com.my/resources/press-release/enhancing-productivity-and-professionalism-through-ict/) - ANNOUNCEMENT INTERNET INVESTMENT INFORMATION SYSTEM (I3) LAUNCH 18th August 2004 ENHANCING PRODUCTIVITY AND PROFESSIONALISM THROUGH ICT In line with its objectives to provide information, assistance and other services to its Members; and to promote public awareness of the benefits and risks of investing in unit trusts, the Federation of Malaysian Unit Trust Managers (FMUTM) today
- [FMUTM Welcome BNM’s Revision To Foreign Investment Limits](https://www.fimm.com.my/resources/press-release/fmutm-welcome-bnms-revision-to-foreign-investment-limits/) - ANNOUNCEMENT FMUTM welcomes BNM’s revision to foreign investment limits 23rd MARCH 2005 The Federation of Malaysian Unit Trust Managers (FMUTM) hails Bank Negara Malaysia’s (BNM) announcement today that “The limit that can be invested abroad by unit trust management companies (UTMCs) is also increased to 30% from 10% of the Net Asset Value (NAV) attributed
- [Envisioning the Future](https://www.fimm.com.my/resources/press-release/envisioning-the-future/) - ANNOUNCEMENT ENVISIONING THE FUTURE 27th MAY 2005 The Malaysian unit trust industry made great strides amidst a demanding and changing financial environment in 2004. Total Net Asset Value (NAV) of unit trust funds increased from RM 70.08 billion as at end-2003 to RM 87.39 billion as at end-2004, representing an impressive growth of 24.7% for
- [FMUTM Lauds BNM’s De-Pegging of the Ringgit](https://www.fimm.com.my/resources/press-release/fmutm-lauds-bnms-de-pegging-of-the-ringgit/) - ANNOUNCEMENT FMUTM Lauds BNM’s De-Pegging of The Ringgit 22nd JULY 2005 The Federation of Malaysian Unit Trust Managers (FMUTM) hails Bank Negara Malaysia ’s (BNM) announcement late yesterday night on the removal of the ringgit peg to the US dollar for a managed float against a basket of currencies. Following on BNM raising the bar
- [In Response To The Utusan Malaysia Articles Dated 6 And 7 August 2006 In Respect Of EPF Members Suffering Losses In Unit Trust Investments.](https://www.fimm.com.my/resources/press-release/in-response-to-the-utusan-malaysia-articles-dated-6-and-7-august-2006-in-respect-of-epf-members-suffering-losses-in-unit-trust-investments/) - ANNOUNCEMENT In response to the Utusan Malaysia articles dated 6 and 7 August 2006 in respect of EPF members suffering losses in unit trust investments 8th AUG 2006 We are extremely concerned by the recent report in a Malay daily newspaper stating that 80% of the EPF members who withdrew from their EPF savings to
- [Single Pricing Regime](https://www.fimm.com.my/resources/press-release/single-pricing-regime/) - ANNOUNCEMENT SINGLE PRICING REGIME 1st July 2007 FMUTM hails the new SC’s guidelines on Single Pricing Regime (“SPR”) on unit trust investments which will come into effect on 1 July 2007. This initiative is timely as the industry is committed to working closely with the SC to continuously enhance transparency and facilitate easy understanding on
- [Corporate Unit Trust Advisers](https://www.fimm.com.my/resources/press-release/corporate-unit-trust-advisers/) - ANNOUNCEMENT CORPORATE UNIT TRUST ADVISERS 10th OCT 2007 With the growing awareness on the benefits of unit trust investments, it has necessitated more robust efforts on the part of the industry to reach out to the general public. Accordingly, FMUTM has decided to further expand the existing distribution channels so that the general public has
- [FIMM Appoints New CEO – En. Ahmad Zakie bin Hj Ahmad Shariff](https://www.fimm.com.my/resources/press-release/fimm-appoints-new-ceo-en-ahmad-zakie-bin-hj-ahmad-shariff/) - ANNOUNCEMENT NEW CEO FOR FIMM Kuala Lumpur, 9th February 2012 The Federation of Investment Managers Malaysia is proud to announce the appointment ofAhmad Zakie bin Hj Ahmad Shariff as its Chief Executive Officer. Ahmad Zakie, formerly was the CEO of FA Securities Sdn Bhd. Ahmad Zakie comes with a wealth of experience in the capital
- [FIMM Appoints New CEO – En. Mohamed Niza Abu Bakar](https://www.fimm.com.my/resources/press-release/fimm-appoints-new-ceo-en-mohamed-niza-abu-bakar/) - ANNOUNCEMENT 2014 MARKS ANEW FOR FIMM FIMM introduces its new CEO Kuala Lumpur, 10 February 2014 The Federation of Investment Managers Malaysia wish to announce the appointment of Mohamed Niza Abu Bakar as its Chief Executive Officer, effective 4 February 2014. The appointment of Mohamed Niza comes at an opportune time as 2014 is already
- [FIMM Issues Guidance On The Use Of Simple Language In Unit Trust Prospectuses To Benefit The Public](https://www.fimm.com.my/resources/press-release/fimm-issues-guidance-on-the-use-of-simple-language-in-unit-trust-prospectuses-to-benefit-the-public/) - ANNOUNCEMENT FIMM issues guidance on the use of simple language in unit trust prospectuses to benefit the public The guidance is the outcome of the efforts FIMM has taken by working with the Securities Commission Malaysia and key representatives of the investment management industry to improve the quality of information disclosed in the prospectuses of
- [FIMM Continues With Its Three-Pronged Roles To Help Grow The Investment Management Industry](https://www.fimm.com.my/resources/press-release/fimm-continues-with-its-three-pronged-roles-to-help-grow-the-investment-management-industry/) - ANNOUNCEMENT FIMM continues with its three-pronged roles to help grow the investment management industry Kuala Lumpur, 6 October 2015 The Federation of Investment Managers Malaysia (FIMM), a self-regulatory organisation recognised by Securities Commission Malaysia, remains committed in fulfilling its roles to regulate, educate and protect the investment management industry and the investing public. The Annual
- [FIMM Publishes Updated Examination Study Guide In Three Main Languages For Prospective PRS Consultants](https://www.fimm.com.my/resources/press-release/fimm-publishes-updated-examination-study-guide-in-three-main-languages-for-prospective-prs-consultants/) - ANNOUNCEMENT FIMM publishes updated Examination Study Guide in three main languages for prospective PRS consultants Kuala Lumpur, 28 September 2015 The Federation of Investment Managers Malaysia (FIMM), a self-regulatory organisation recognised by Securities Commission Malaysia, has published an updated Private Retirement Scheme (PRS) Examination Study Guide for members from the unit trust and PRS industry.
- [FIMM Appoints New CEO – En. Nazaruddin Othman](https://www.fimm.com.my/resources/press-release/fimm-appoints-new-ceo-en-nazaruddin-othman/) - ANNOUNCEMENT FIMM appoints Nazaruddin Othman as its new CEO Kuala Lumpur, 16 Februari 2015 The Federation of Investment Managers Malaysia (FIMM) is pleased to announce the appointment of Nazaruddin Othman as its Chief Executive Officer, effective 2 February 2015. “I look forward to working with the dedicated employees to uphold the organisation’s functions and purpose”,
- [Public Reprimand Against Afyan Bin Mat Rawi (FIMM No: 043-0-20957)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-afyan-bin-mat-rawi-fimm-no-043-0-20957/) - ANNOUNCEMENT Kuala Lumpur, 22 March 2018 For immediate release. PUBLIC REPRIMAND AGAINST AFYAN BIN MAT RAWI (FIMM No: 043-0-20957) The Federation of Investment Managers Malaysia (FIMM) has reprimanded Afyan Bin Mat Rawi (Afyan), a unit trust consultant of Philip Mutual Berhad on 18 December 2017. Afyan was found to be in breach of Clause 3.1.3(a)
- [FIMM Appoints New CEO – Dato’ Norazharuddin Abu Talib](https://www.fimm.com.my/resources/press-release/fimm-appoints-new-ceo-dato-norazharuddin-abu-talib/) - ANNOUNCEMENT We are pleased to announce that Dato’ Norazharuddin Abu Talib has been appointed as Chief Executive Officer of the Federation of Investment Managers Malaysia (FIMM) effective 17 July 2017. Prior to his appointment, Dato’ Norazharuddin Abu Talib was the Managing Director of Astra Partners Sdn Bhd. Apart from his financial industry experience with Citibank
- [FIMM 2017 Advertising & Promotions Campaign – Looking out for Investors’ Interest](https://www.fimm.com.my/resources/press-release/fimm-2017-advertising-promotions-campaign-looking-out-for-investors-interest/) - ANNOUNCEMENT FIMM – LOOKING OUT FOR INVESTORS’ INTEREST Kuala Lumpur – 5 September 2017 The Federation of Investment Managers Malaysia (FIMM) launched of its first ever full-fledged public service awareness campaign which aims to educate the public on FIMM’s role as a self-regulatory organisation (SRO). “Investors” interest in Unit Trust (UT) and Private Retirement Scheme
- [Public Reprimand Against Mohamad Rahmad Bin Shaheri (FIMM No: 031-0-28629)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-mohamad-rahmad-bin-shaheri-fimm-no-031-0-28629/) - ANNOUNCEMENT Kuala Lumpur, 25 July 2018 For immediate release. PUBLIC REPRIMAND AGAINST MOHAMAD RAHMAD BIN SHAHERI (FIMM No: 031-0-28629) The Federation of Investment Managers Malaysia (FIMM) has reprimanded Mohamad Rahmad bin Shaheri (Rahmad), a former unit trust consultant of CIMB-Principal Asset Management Berhad (CPAM) on 26 June 2018. Rahmad was found to be in breach
- [FIMM Appoints New CEO – Mr. Kaleon Leong Rahan](https://www.fimm.com.my/resources/press-release/fimm-appoints-new-ceo-mr-kaleon-leong-rahan/) - ANNOUNCEMENT Kuala Lumpur, 4 October 2018 For immediate release. Appointment of Chief Executive Officer Mr. Kaleon Leong is the newly appointed Chief Executive Officer of the Federation of Investment Managers Malaysia (FIMM) effective 1 October 2018. He comes with over 20 years of experience in various senior management roles in the Malaysian investment management industry,
- [Public Reprimand Against Raymond Tan Tian Jwu (FIMM No: 547-I-22557)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-raymond-tan-tian-jwu-fimm-no-547-i-22557/) - ANNOUNCEMENT Kuala Lumpur, 4 March 2019 For immediate release. PUBLIC REPRIMAND AGAINST RAYMOND TAN TIAN JWU (A FORMER UNIT TRUST CONSULTANT – FIMM No: 547-I-22557) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Raymond Tan Tian Jwu (“Raymond”), a former unit trust consultant (“UTC”) for misconducts/breaches of FIMM’s Code of Ethics and Rules of
- [FIMM Appoints New Chairman – En. Mohd Ridzal Bin Mohd Sheriff](https://www.fimm.com.my/resources/press-release/fimm-appoints-new-chairman-en-mohd-ridzal-bin-mohd-sheriff/) - ANNOUNCEMENT – NEW CHAIRMAN Kuala Lumpur, 20 June 2019 For immediate release. Appointment of Chairman We are pleased to announce the appointment of En. Mohd Ridzal Bin Mohd Sheriff as the new Chairman of the Federation of Investment Managers Malaysia (FIMM) with effect from 12 June 2019. Prior to his appointment, En. Mohd Ridzal served
- [Public Reprimand Against Tan Chee Num (FIMM No: 022-0-21497)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-tan-chee-num-fimm-no-022-0-21497/) - ANNOUNCEMENT Kuala Lumpur, 6 August 2019 For immediate release. PUBLIC REPRIMAND AGAINST TAN CHEE NUM (A FORMER UNIT TRUST CONSULTANT – FIMM No: 022-0-21497) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Tan Chee Num (“Tan”), a former unit trust consultant (“UTC”) for misconducts/breaches of FIMM’s Code of Ethics and Rules of Professional Conduct
- [Public Reprimand Against Norhazlinda Binti Mohd Basir (FIMM No: 031-0-32772)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-norhazlinda-binti-mohd-basir-fimm-no-031-0-32772/) - ANNOUNCEMENT Kuala Lumpur, 6 August 2019 For immediate release. PUBLIC REPRIMAND AGAINST NORHAZLINDA BINTI MOHD BASIR (A FORMER UNIT TRUST CONSULTANT – FIMM No: 031-0-32772) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Norhazlinda Binti Mohd Basir (“Norhazlinda”), a former unit trust consultant (“UTC”) for misconducts/breaches of FIMM’s Code of Ethics and Rules of
- [UTS/PRS Booklet](https://www.fimm.com.my/resources/publications/uts-prs-booklet/) - UTS/PRS Booklet Click on the image to the left to access our booklet to learn more about investing in UTS and PRS. Search for: Resources FIMM Learning Series Thought Leadership Series Unit Trust on the MOVE 2025 Behavioural Insights Series 2023 Publications Annual Report Presentation Decks FIMM E-Zine FIMM in the Media Survey Reports UTS/PRS
- [Charges & Fees](https://www.fimm.com.my/investors/understanding-investing/charges-fees-2/) - UNDERSTANDING CHARGES & FEES Initial Service Charge The first cost that an investor incurs in relation to investing in unit trusts is the initial service charge (sometimes called the service, sales, entry, or ‘up front’ charge). This is the cost to an investor investing in unit trusts and it is levied primarily to cover the
- [Risks of Investing](https://www.fimm.com.my/investors/understanding-investing/risks-of-investing-2/) - UNDERSTANDING RISKS Any investment carries with it an element of risks. Therefore, prior to making any investment, prospective investors should consider the following risk factors: Market Risk Any purchase of securities will involve an element of risks. As unit trust funds principally invest in listed stocks, it may be prone to losses as a result
- [CPD Tracker System Manual](https://www.fimm.com.my/industry/cpd-tracker-system-manual/) - CPD TRACKER SYSTEM MANUAL PRESENTATION SLIDES OF CPD TRACKER SYSTEM FOR BRIEFING AND TRAINING Download CPD TRACKER SYSTEM USER MANUAL Download Search for: Industry Members & Distributors Members & Distributors Directory FAQs (For Members & Distributors) Consultants Consultant Privileges FAQs (For Consultants) Active Consultant Application Kits How to be a Member and/or Distributor Member &
- [Disciplinary Actions Archive](https://www.fimm.com.my/regulations/enforcement/disciplinary-actions-archive/) - DISCIPLINARY ACTIONS ARCHIVE 2019 2018 2017 2019 Disciplinary/Enforcement Relation Actions Public Reprimand Against Sheikh Farhan Farkqish bin Omar Download Public Reprimand Against Mohd Hakim bin Azmi Download Public Reprimand Against Norhashikin Binti Mohamad Sofi Download Public Reprimand Against Norhazlinda Binti Mohd Basir Download Public Reprimand Against Tan Chee Num Download Public Reprimand for Tan Tian
- [Public Reprimand Against Zarith Sophia Binti Musadad (FIMM No: 038-S-20217)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-zarith-sophia-binti-musadad-fimm-no-038-s-20217-2/) - Public Reprimand (2020 – Zarith) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST ZARITH SOPHIA BINTI MUSADAD (A FORMER UNIT TRUST CONSULTANT – FIMM No: 038-S-20217) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Zarith Sophia Binti Musadad (“Zarith”), a former unit trust scheme (“UTS”) consultant for misconducts/breaches of FIMM’s Code
- [Public Reprimand Against Wan Mhd Junnid bin Wan Yaacob (FIMM No: 030-0-20717)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-wan-mhd-junnid-bin-wan-yaacob-fimm-no-030-0-20717-2/) - Public Reprimand (2020 – Zarith) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST WAN MHD JUNNID BIN WAN YAACOB (A UNIT TRUST CONSULTANT – FIMM No: 030-0-20717) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Wan Mhd Junnid bin Wan Yaacob (“Junnid”), a unit trust scheme (“UTS”) consultant for misconducts/breaches of
- [Public Reprimand Against Rozali Bin Ahmad @ Mohammad (FIMM No: 031-0-23276)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-rozali-bin-ahmad-mohammad-fimm-no-031-0-23276-2/) - Public Reprimand (2020 – Rozali) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST ROZALI BIN AHMAD @ MOHAMMAD (A FORMER UNIT TRUST CONSULTANT – FIMM No: 031-0-23276) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Rozali Bin Ahmad @ Mohammad (“Rozali”), a former unit trust scheme (“UTS”) Consultant for misconducts/breaches of
- [Public Reprimand Against Rahimah Binti Che Ramli (FIMM No: 054-0-52004)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-rahimah-binti-che-ramli-fimm-no-054-0-52004-2/) - Public Reprimand (2020 – Rahimah) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST RAHIMAH BINTI CHE RAMLI (A FORMER UNIT TRUST CONSULTANT – FIMM No: 054-0-52004) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Rahimah Binti Che Ramli (“Rahimah”), a former unit trust (“UTS”) consultant for misconduct/breach of FIMM’s Code of
- [Public Reprimand Against Raden Sugihati Binti Siswano (FIMM No: 005-0-20994)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-raden-sugihati-binti-siswano-fimm-no-005-0-20994-2/) - Public Reprimand (2020 – Raden) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST RADEN SUGIHATI BINTI SISWANO (A FORMER UNIT TRUST CONSULTANT – FIMM No: 005-0-20994) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Raden Sugihati Binti Siswano (“Raden”), a former unit trust scheme (“UTS”) consultant for misconducts/breaches of FIMM’s Code
- [Public Reprimand Against Nurdiyana binti Yaccob (FIMM No: P-031-0-20841 & 031-0-28590)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-nurdiyana-binti-yaccob-fimm-no-p-031-0-20841-031-0-28590-2/) - Public Reprimand (2020 – Nurdiyana) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST NURDIYANA BINTI YACCOB (A FORMER UNIT TRUST SCHEME CONSULTANT – FIMM No: P-031-0-20841 & 031-0-28590) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Nurdiyana binti Yaccob (“Nurdiyana”), a former private retirement scheme (“PRS”) and unit trust scheme (“UTS”)
- [Public Reprimand Against Nur Fathin Binti Mohamad Taib (FIMM No: 031-0-31781)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-nur-fathin-binti-mohamad-taib-fimm-no-031-0-31781-2/) - Public Reprimand (2020 – Nur Fathin) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST NUR FATHIN BINTI MOHAMAD TAIB (A FORMER UNIT TRUST CONSULTANT – FIMM No: 031-0-31781) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Nur Fathin Binti Mohamad Taib (“Fathin”), a former unit trust scheme (“UTS”) consultant for misconducts/breaches
- [Public Reprimand Against Norhashikin Binti Mohamad Sofi (FIMM No: 054-0-51740)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-norhashikin-binti-mohamad-sofi-fimm-no-054-0-51740-2/) - PUBLIC REPRIMAND Kuala Lumpur, 16 August 2019 For immediate release. PUBLIC REPRIMAND AGAINST NORHASHIKIN BINTI MOHAMAD SOFI (A FORMER UNIT TRUST CONSULTANT – FIMM No: 054-0-51740) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Norhashikin binti Mohamad Sofi (“Norhashikin”), a former unit trust consultant (“UTC”) for misconducts/breaches of FIMM’s Code of Ethics and Rules
- [Public Reprimand Against Muhammad Ikhwan Bin Zulkafli (FIMM No: 009-0-114407)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-muhammad-ikhwan-bin-zulkafli-fimm-no-009-0-114407-2/) - Public Reprimand (2020 – Ikhwan) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST MUHAMMAD IKHWAN BIN ZULKAFLI (A FORMER UNIT TRUST CONSULTANT – FIMM No: 009–0–114407) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Muhammad Ikhwan Bin Zulkafli (“Ikhwan”), a former unit trust scheme (“UTS”) consultant for misconducts/breaches of FIMM’s Code
- [Public Reprimand Against Che Mohd Azfarizan Bin Che Seman (FIMM No: 054-0-52422)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-che-mohd-azfarizan-bin-che-seman-fimm-no-054-0-52422-2/) - Public Reprimand (2020 – Azfarizan) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST CHE MOHD AZFARIZAN BIN CHE SEMAN (A FORMER UNIT TRUST CONSULTANT – FIMM No: 054-0-52422) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Che Mohd Azfarizan Bin Che Seman (“Azfarizan”), a former unit trust scheme (“UTS”) consultant for
- [Public Reprimand Against Zarith Sophia Binti Musadad (FIMM No: 038-S-20217)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-zarith-sophia-binti-musadad-fimm-no-038-s-20217/) - Public Reprimand (2020 – Zarith) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST ZARITH SOPHIA BINTI MUSADAD (A FORMER UNIT TRUST CONSULTANT – FIMM No: 038-S-20217) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Zarith Sophia Binti Musadad (“Zarith”), a former unit trust scheme (“UTS”) consultant for misconducts/breaches of FIMM’s Code
- [Public Reprimand Against Wan Mhd Junnid bin Wan Yaacob (FIMM No: 030-0-20717)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-wan-mhd-junnid-bin-wan-yaacob-fimm-no-030-0-20717/) - Public Reprimand (2020 – Zarith) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST WAN MHD JUNNID BIN WAN YAACOB (A UNIT TRUST CONSULTANT – FIMM No: 030-0-20717) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Wan Mhd Junnid bin Wan Yaacob (“Junnid”), a unit trust scheme (“UTS”) consultant for misconducts/breaches of
- [Public Reprimand Against Rozali Bin Ahmad @ Mohammad (FIMM No: 031-0-23276)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-rozali-bin-ahmad-mohammad-fimm-no-031-0-23276/) - Public Reprimand (2020 – Rozali) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST ROZALI BIN AHMAD @ MOHAMMAD (A FORMER UNIT TRUST CONSULTANT – FIMM No: 031-0-23276) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Rozali Bin Ahmad @ Mohammad (“Rozali”), a former unit trust scheme (“UTS”) Consultant for misconducts/breaches of
- [Public Reprimand Against Rahimah Binti Che Ramli (FIMM No: 054-0-52004)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-rahimah-binti-che-ramli-fimm-no-054-0-52004/) - Public Reprimand (2020 – Rahimah) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST RAHIMAH BINTI CHE RAMLI (A FORMER UNIT TRUST CONSULTANT – FIMM No: 054-0-52004) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Rahimah Binti Che Ramli (“Rahimah”), a former unit trust (“UTS”) consultant for misconduct/breach of FIMM’s Code of
- [Public Reprimand Against Raden Sugihati Binti Siswano (FIMM No: 005-0-20994)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-raden-sugihati-binti-siswano-fimm-no-005-0-20994/) - Public Reprimand (2020 – Raden) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST RADEN SUGIHATI BINTI SISWANO (A FORMER UNIT TRUST CONSULTANT – FIMM No: 005-0-20994) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Raden Sugihati Binti Siswano (“Raden”), a former unit trust scheme (“UTS”) consultant for misconducts/breaches of FIMM’s Code
- [Public Reprimand Against Nurdiyana binti Yaccob (FIMM No: P-031-0-20841 & 031-0-28590)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-nurdiyana-binti-yaccob-fimm-no-p-031-0-20841-031-0-28590/) - Public Reprimand (2020 – Nurdiyana) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST NURDIYANA BINTI YACCOB (A FORMER UNIT TRUST SCHEME CONSULTANT – FIMM No: P-031-0-20841 & 031-0-28590) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Nurdiyana binti Yaccob (“Nurdiyana”), a former private retirement scheme (“PRS”) and unit trust scheme (“UTS”)
- [Public Reprimand Against Nur Fathin Binti Mohamad Taib (FIMM No: 031-0-31781)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-nur-fathin-binti-mohamad-taib-fimm-no-031-0-31781/) - Public Reprimand (2020 – Nur Fathin) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST NUR FATHIN BINTI MOHAMAD TAIB (A FORMER UNIT TRUST CONSULTANT – FIMM No: 031-0-31781) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Nur Fathin Binti Mohamad Taib (“Fathin”), a former unit trust scheme (“UTS”) consultant for misconducts/breaches
- [Public Reprimand Against Norhashikin Binti Mohamad Sofi (FIMM No: 054-0-51740)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-norhashikin-binti-mohamad-sofi-fimm-no-054-0-51740/) - PUBLIC REPRIMAND Kuala Lumpur, 16 August 2019 For immediate release. PUBLIC REPRIMAND AGAINST NORHASHIKIN BINTI MOHAMAD SOFI (A FORMER UNIT TRUST CONSULTANT – FIMM No: 054-0-51740) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Norhashikin binti Mohamad Sofi (“Norhashikin”), a former unit trust consultant (“UTC”) for misconducts/breaches of FIMM’s Code of Ethics and Rules
- [Public Reprimand Against Muhammad Ikhwan Bin Zulkafli (FIMM No: 009-0-114407)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-muhammad-ikhwan-bin-zulkafli-fimm-no-009-0-114407/) - Public Reprimand (2020 – Ikhwan) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST MUHAMMAD IKHWAN BIN ZULKAFLI (A FORMER UNIT TRUST CONSULTANT – FIMM No: 009–0–114407) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Muhammad Ikhwan Bin Zulkafli (“Ikhwan”), a former unit trust scheme (“UTS”) consultant for misconducts/breaches of FIMM’s Code
- [Public Reprimand Against Che Mohd Azfarizan Bin Che Seman (FIMM No: 054-0-52422)](https://www.fimm.com.my/resources/press-release/public-reprimand-against-che-mohd-azfarizan-bin-che-seman-fimm-no-054-0-52422/) - Public Reprimand (2020 – Azfarizan) Kuala Lumpur, 2 July 2020 For immediate release. PUBLIC REPRIMAND AGAINST CHE MOHD AZFARIZAN BIN CHE SEMAN (A FORMER UNIT TRUST CONSULTANT – FIMM No: 054-0-52422) The Federation of Investment Managers Malaysia (“FIMM”) has reprimanded Che Mohd Azfarizan Bin Che Seman (“Azfarizan”), a former unit trust scheme (“UTS”) consultant for
- [Enforcement](https://www.fimm.com.my/regulations/enforcement/) - PRESS RELEASES 2022 DATE CATEGORY TITLE 23 May 2022 Disciplinary Action Public Reprimand Against Chan Kae Luen (FIMM No: 022-0-23495) 10 February 2022 Disciplinary Action Public Reprimand Against: – Reza Azri Abdul Rahman (FIMM No: 031-0-22958 & P-031-0-00509) – Low Pei Yee (FIMM No: 547-I-22379 & P-547-I-20349) 2021 DATE CATEGORY TITLE 29 December 2021 Disciplinary
- [FIMM Appoints New Chairman – En. Mohd Ridzal Bin Mohd Sheriff](https://www.fimm.com.my/resources/fimm-appoints-new-chairman-en-mohd-ridzal-bin-mohd-sheriff/) - ANNOUNCEMENT – NEW CHAIRMAN Kuala Lumpur, 20 June 2019 For immediate release. Appointment of Chairman We are pleased to announce the appointment of En. Mohd Ridzal Bin Mohd Sheriff as the new Chairman of the Federation of Investment Managers Malaysia (FIMM) with effect from 12 June 2019. Prior to his appointment, En. Mohd Ridzal served
- [FIMM Appoints New CEO – Mr. Kaleon Leong Rahan](https://www.fimm.com.my/resources/fimm-appoints-new-ceo-mr-kaleon-leong-rahan/) - ANNOUNCEMENT Kuala Lumpur, 4 October 2018 For immediate release. Appointment of Chief Executive Officer Mr. Kaleon Leong is the newly appointed Chief Executive Officer of the Federation of Investment Managers Malaysia (FIMM) effective 1 October 2018. He comes with over 20 years of experience in various senior management roles in the Malaysian investment management industry,
- [FIMM 2017 Advertising & Promotions Campaign – Looking out for Investors’ Interest](https://www.fimm.com.my/resources/fimm-2017-advertising-promotions-campaign-looking-out-for-investors-interest/) - ANNOUNCEMENT FIMM – LOOKING OUT FOR INVESTORS’ INTEREST Kuala Lumpur – 5 September 2017 The Federation of Investment Managers Malaysia (FIMM) launched of its first ever full-fledged public service awareness campaign which aims to educate the public on FIMM’s role as a self-regulatory organisation (SRO). “Investors” interest in Unit Trust (UT) and Private Retirement Scheme
- [Milestones](https://www.fimm.com.my/corporate-info/management/milestones/) - MILESTONE At FIMM, we seek to perform our role in developing the unit trust scheme (UTS) and private retirement scheme (PRS) industry to the best of our capabilities. We are also passionate in ensuring that investors in UTS and PRS are well-educated and protected. Sorry,You have not added any story yet Sorry,You have not added