Members, IUTA & CUTA

DateCircular NumberCircular Title
09/11/2017BR/UTS/AYH-han/748-17CUTE Schedules – January to March 2018
25/10/2017BR/AL/UTS/PRS/AY-val/054-17FIMM INTEGRATED SYSTEM (FIS) – Update Consultant Profile
05/10/2017BR/AL/NAT/AJ-af/052-17FOR THE YEAR 2018: ANNUAL RENEWAL OF REGISTRATION AND PAYMENTS OF: A) ANNUAL FEE OF CORPORATE UNIT TRUST SCHEMES ADVISERS (“CUTAs”) AND CORPORATE PRIVATE RETIREMENT SCHEMES ADVISERS (“CPRAs”); AND B) ANNUAL FEE FOR UNIT TRUST SHCEMES (“UTS”) CONSULTANTS AND PRIVATE RETIREMENT SCHEME (“PRS”) CONSULTANTS.
05/10/2017BR/AL/NAT/AJ-af/050-17FOR THE YEAR 2018: ANNUAL RENEWAL OF REGISTRATION AND PAYMENTS OF: A) ANNUAL MEMBERSHIP SUBCRIPTION FEE (“AMSF”) FOR MEMBERS OF ANNUAL FEE FOR INSTITUTIONAL UNIT TRUST SCEMES ADVISERS (“IUTAs”); AND B) ANNUAL FEE FOR UNIT TRUST SCHEMES (“UTS”) CONSULTANTS.
02/08/2017BR/UTS/AJ-val/046-17CUTE Schedules – October to December 2017
18/07/2017BR/UTS/TLK-val/040-17Cancellation of Computerized Unit Trust Examination (CUTE) on 9 September 2017
17/07/2017Press ReleaseANNOUNCEMENT OF FEDERATION OF INVESTMENT MANAGERS MALAYSIA’S NEW CHIEF EXECUTIVE OFFICER
06/07/2017PDS/2017SEM/FH-KOH-SNZ/023-172017 FIMM SEMINARS: SECOND SERIES
05/07/2017PDS/2017SEM/KOH-SNZ/023-172017 FIMM ANNUAL CONVENTION
05/07/2017PDS/2017SEM/KOH-SNZ/023-172017 FIMM ANNUAL CONVENTION CONVENTION
14/06/2017ID/AL/FH/KOH-ZA/035-17UPDATE ON THE IMPLEMENTATION OF THE COMMON REPORTING STANDARD (CRS)
12/05/2017IT/FIS/FQ-MH/381-17TRAINING ON FIMM INTEGRATED SYSTEM
04/05/2017BR/UTS/TLK-val/027-17CUTE SCHEDULES FOR JUNE – SEPTEMBER 2017
17/04/2017PDS/2017SEM/FH-KOH-SNZ/023-172017 FIMM SEMINARS: SECOND SERIES
31/03/2017BR/AL/FH-tlk/015-17Amendments to Appendices 2-A and 2-B of FIMM’s Consolidated Rules
28/03/2017BR/AL/TLK-val/016-17CUTE CENTRE IN ASIA TECHBIZ SDN. BHD. SUNGAI PETANI, KEDAH
09/03/2017PDS/2017SEM/FH-KOH-SNZ/009-172017 FIMM SEMINAR (2017 FIMMSEM): FIRST SERIES (ADDITIONAL SESSION)
03/03/2017BR/AL/TLK-val/008-17RESCHEDULE COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) – KUALA TERENGGANU
23/02/2017BR/AL/TLK-val/007-17CUTE SCHEDULES FOR JUNE 2017
17/02/2017BR/AL/TLK-val/006-17CUTE SCHEDULES FROM APRIL TO JUNE 2017
27/01/2017PDS/2017SEM/FH-KOH-SNZ/003-172017 FIMM SEMINARS: FIRST SERIES
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DateCircular NumberCircular Title
13/12/2016BR/FH/TLK-han/612-16PROCEDURES FOR DISTRIBUTOR IN RELEASING CONSULTANT UPON RESIGNATION OR TERMINATION
08/12/2016BR/AL/TLK-val/053-16Computerized Unit Trust Examination (CUTE) – CUTE Schedule for January to March 2017 at OPEN University Malaysia ( OUM) Seremban, Negeri Sembilan
07/12/2016PDS/FH-KOH-SNZ/051-16FIMM Apprenticeship Program For Corporate Unit Trust Advisers (CUTAS) and Corporate Private Retirement Scheme Advisers (CPRAS)
01/12/2016BR/AL/TLK-val/050-16Computerized Unit Trust Examination (CUTE) – CUTE Schedules from January to March 2017
21/11/2016BR/AL/FH-tlk/031-16REQUIREMENT OF AT LEAST 2 CONSULTANTS AT EACH DISTRIBUTION POINT INCLUDING MOBILE DISTRIBUTION POINT
07/11/2016 BR/AL/TLK-val/045AD-HOC CUTE AT ARCNET TRAINING CENTRE KUALA LUMPUR (NOVEMBER 2016)
24/10/2016BR/AL/FH-TLK-af/039-16ANNUAL MEMBERSHIP SUBSCRIPTION FEE (“AMSF”) OR ANNUAL FEE OF MEMBERS, INSTITUTIONAL UNIT TRUST SCHEMES ADVISERS (“IUTAs”) OR CORPORATE UNIT TRUST SCHEMES ADVISERS (“CUTAs”) FOR THE YEAR 2017; AND ANNUAL FEE FOR UNIT TRUST SCHEMES (“UTS”) CONSULTANTS FOR THE YEAR 2017
22/09/2016BR/AL/TLK-han/036-16CUTE CENTRE IN KOLEJ YAYASAN PAHANG, KUANTAN
19/09/2016BR/AL/TLK-val/367-16CUTE CENTRE IN KUALA TERENGGANU, TERENGGANU
15/09/2016LRA/AL/FH-mhr/034-16TRANSITIONAL PERIOD FOR RULE 3.4.7, SUBMISSION REQUIREMENT FOR ITEM (I), TABLE 2 OF FIMM’S CONSOLIDATED RULES
15/09/2016LRA/AL/FH-mhr/033-16TRANSITIONAL PERIOD FOR CPD PROGRAMME IN CHAPTER 7 OF FIMM’S CONSOLIDATED RULES
09/09/2016PDS/2016Seminars/FH-KOH-SNZ-275-162016 FIMM SEMINARS: SECOND SERIES
25/08/2016BR/AL/TLK-af/029-16COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) – CUTE SCHEDULE FROM OCTOBER TO DECEMBER 2016
25/08/2016BR/AL/TLK-val/030-16AD-HOC SESSIONS FOR CUTE AT ASIA COMMERCIAL INSTITUTE SIBU, SARAWAK
16/08/2016LRA/AL/MHR-af/028-16UPDATES PERTAINING TO THE REMOVAL OF REQUIREMENT FOR FIMM’S PRE-INVESTMENT FORM FOR UNIT TRUST INDUSTRY AND PRIVATE RETIREMENT SCHEME INDUSTRY
09/08/2016LRA/AL/MHR-af/026-16REMOVAL OF REQUIREMENT FOR FIMM’s PRE-INVESTMENT FORM FOR UNIT TRUST INDUSTRY AND PRIVATE RETIREMENT SCHEME INDUSTRY
27/06/2016BR/AL/TLK-val/017-16CUTE CENTRE IN KOTA BAHRU, KELANTAN
27/06/2016BR/AL/TLK-val/019-16CANCELLATION OF CUTE SESSIONS – KOLEJ POLY-TECH MARA KUANTAN, PAHANG
20/05/2016BR/AL/TLK-val/014-16COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) – CUTE SCHEDULE FROM JULY TO SEPTEMBER 2016
18/04/2016BR/PRS/FH-tlk/103-16INDUSTRY BRIEFING TO DISTRIBUTORS OF UNIT TRUST SCHEMES (“UTS”) AND PRIVATE RETIREMENT SCHEMES (“PRS”)
03/03/2016BR/AL/TLK-yy/008-16RESCHEDULE CUTE SESSIONS AND CENTRE CLOSURE – TM TRAINNING CENTRE KUALA TERENGGANU, TERENGGANU
17/02/2016BR/AL/TLK-yy/005-16CUTE SCHEDULE FOR APRIL – JUNE 2016 AT OPEN UNIVERSITY MALAYSIA (OUM) SEREMBAN, NEGERI SEMBILAN
05/02/2016BR/AL/TLK-yy/004-16CUTE SCHEDULE FROM APRIL TO JUNE 2016
08/01/2016BR/FH/TLK-ksc/002-16REMOVAL OF FEDERATION OF INVESTMENT MANAGERS MALAYSIA’S NUMBER (“FIMM NO.”) PRINTED ON COMPUTERISED UNITE TRUST EXAMINATION (“CUTE”) RESULT SLIP
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DateCircular NumberCircular Title
21/12/2015BR/AL/TLK-yy/073-15CANCELLATION OF COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) SESSIONS – ALOR SETAR, KEDAH
16/12/2015BR/AL/TLK-yy/072-15AD-HOC SESSIONS FOR COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) AT ASIA COMMERCIAL INSTITUTE SIBU, SARAWAK
27/11/2015BR/AL/TLK-yy/068-15COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) – CUTE SCHEDULE FROM JANUARY TO MARCH 2016
29/10/2015BR/AL/TLK-val/061-15COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) SCHEDULE FOR KOTA BAHRU, KELANTAN – DECEMBER 2015
23/10/2015BR/AL/TLK/-yy/059-15AD-HOC SESSIONS FOR COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) AT ASIA COMMERCIAL INSTITUTE SIBU, SARAWAK
19/10/2015BR/AL/FH/TLK-af/056-15PAYMENT OF: a) ANNUAL MEMBERSHIP SUBSCRIPTION FEE (“AMSF”) OR ANNUAL FEE OF MEMBERS, IUTAs, CUTAs FOR THE YEAR 2016 b) ANNUAL FEE FOR UNIT TRUST CONSULTANTS (UTCs) FOR THE YEAR 2016
17/09/2015BR/AL/TLK-yy/049-15SHORT MESSAGE SERVICE (SMS) TO CANDIDATES ON THE DETAILS OF COMPUTERISED UNIT TRUST EXAMINATION (CUTE)
17/09/2015BR/AL/TLK-yy/048-15AD-HOC SESSIONS FOR CUTE AT TM TRAINING CENTRE, KUALA TERENGGANU, TERENGGANU
14/09/2015PDS/NO/KOH-ay/427-15FIMM’s 2015 ANNUAL CONVENTION – 6 OCTOBER 2015, SIME DARBY CONVENTION CENTRE
19/08/2015BR/AL/TLK-yy/045-15ADDITIONAL CUTE SESSION AT KLANG VALLEY / CUTE SCHEDULE : OCTOBER – DECEMBER 2015
06/08/2015BR/AL/NO-tlk/380-15EXEMPTION FROM COMPUTERISED UNIT TRUST EXAMINATION (“CUTE”)
05/08/2015BR/AL/TLK-yy/043-15CUTE SCHEDULE FROM OCTOBER – DECEMBER 2015
25/06/2015BR/AL/TLK-yy/035-15CANCELLATION OF CUTE EXAMINATION SESSIONS – KOTA BAHRU, KELANTAN
17/06/2015BR/AL/TLK-yy/032-15AD-HOC SESSIONS FOR CUTE AT ASIA COMMERCIAL INSTITUTE SIBU, SARAWAK AND KOLEJ POLY-TECH MARA KUANTAN, PAHANG
25/05/2015BR/AL/TLK-yy/027-15CUTE Schedule July – September 2015 Kota Bahru, Kelantan
22/05/2015BR/AL/TLK-yy/024-15CUTE SCHEDULE FROM JULY – SEPTEMBER 2015
07/05/2015BR/AL/TLK-val/021-15COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) SCHEDULE FOR JUNE 2015 AT KOLEJ POLY TECH MARA, KOTA BAHRU, KELANTAN
06/05/2015BR/AL/TLK-val/020-15COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) CENTRE IN KUCHING, SARAWAK
29/04/2015BR/AL/NO/TLK-val/018-15APPLICATION FORM FOR RE-REGISTRATION AS UNIT TRUST CONSULTANTS (“UTC”)
07/04/2015BR/AL/TLK-yy/015-15AD-HOC SESSION COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) SCHEDULE FOR MAY 2015 AT I-SYSTEM TRAINING CENTRE ALOR SETAR, KEDAH
30/03/2015BR/AL/NO-tlk/011-15EXEMPTION FROM COMPUTERISED UNIT TRUST EXAMINATION (“CUTE”)
16/03/2015BR/AL/NO/TLK-val/151-15“FIT AND PROPER” ASSESSMENT OF UNIT TRUST CONSULTANTS (“UTC”)
12/03/2015BR/AL/NO-tlk/131-15PAYMENT OF ANNUAL MEMBERSHIP SUBSCRIPTION FEES (“AMSF”) AND ANNUAL FEES FOR THE YEAR OF 2015
25/02/2015BR/AL/TLK-yy/007-15COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) – CUTE SCHEDULE FROM APRIL – JUNE 2015
13/01/2015BR/AL/SC-yy/001-15COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) SCHEDULE FOR FEBRUARY 2015 AT OPEN UNIVERSITY MALAYSIA (OUM) TAWAU, SABAH
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DateCircular NumberCircular Title
26/12/2014BR/AL/SC-yy/063-14COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) SCHEDULE FOR JANUARY 2015 AT OPEN UNIVERSITY MALAYSIA (OUM) TAWAU, SABAH
15/12/2014BR/AL/KHN-tlk/068-14EXEMPTION FROM COMPUTERISED UNIT TRUST EXAMINATION (“CUTE”)
09/12/2014PDS/AL/KOH-jn-sa/058-14DEFERMENT OF CLAUSE 4.9.7 OF THE REVISED FIMM CONTINUING PROFESSIONAL DEVELOPMENT (CPD) GUIDELINES REGARDING READING FINANCIAL LITERATURE
17/10/2014BR/IUTA&IPRA/MN-tlk/494-14MARKETING AND DISTRIBUTION OF UNIT TRUST SCHEMES (“UTS”)/PRIVATE RETIREMENT SCHEMES (PRS”) BY INSTITUTIONAL UNIT TRUST ADVISERS (“IUTA”)/INSTITUTIONAL PRS ADVISERS
07/10/2014BR/AL/MN/TLK-af/050-14PAYMENT OF: a) ANNUAL MEMBERSHIP SUBSCRIPTION FEE (“AMSF”) OR ANNUAL FEE PF MEMBERS, IUTA OR CUTA FOR THE YEAR 2015 b) ANNUAL RENEWAL FEE FOR UNIT TRUST CONSULTANTS (UTC) FOR THE YEAR 2015
03/10/2014BR/AL/MN/SC-yy/052-14SUBMISSION OF APPLICATION FOR RE-SIT OF COMPUTERISED UNIT TRUST EXAMINATION (CUTE)
25/09/2014BR/AL/MN-sc/049-14NOTIFICATION ON THE MARKETING AND DISTRIBUTION OF UNIT TRUST SCHEMES (“UTS”) AND PRIVATE RETIREMENT SCHEMES (“PRS”)
21/08/2014PDS/AL/MN-sa/021-14REVISED CONTINUING PROFESSIONAL DEVELOPMENT (CPD) GUIDELINES VERSION 2.1
18/08/2014CC/AL/MN-zn/036-14FIMM’S 2014 ANNUAL CONVENTION. 8 OCTOBER 2014, SIME DARBY CONVENTION CENTRE
14/08/2014PDS/AL/2014Seminar/MN-KOH-jn/384-142014 FIMM SEMINARS
07/07/2014BR/AL/TLK-yy/030-14 REPLACEMENT DATE FOR COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) SESSION IN AUGUST 2014 – STAMFORD COLLEGE MELAKA
20/06/2014BR/AL/MN-VAL/021-14Computerized Unit Trust Examination (CUTE) Schedule for Tawau, Sabah (July-September 2014)
17/06/2014PDS/AL/2014Seminar/MN-jn/311-14CANCELLATION OF FIMM SEMINARS
22/05/2014PDS/AL/2014Seminar/MN-jn/244-142014 FIMM SEMINARS – REVISED SCHEDULE
07/05/2014PDS/AL/2014Seminar/MN-jn/225-142014 FIMM SEMINARS
24/04/2014CC/AL/MN-zn/013-14FIMM’S ANNUAL GOLF TOURNAMENT 2014: SPONSORSHIP AND REGISTRATIONINVITATION
22/04/2014CC/AL/MN-hk/014-14INVITATION TO PARTICIPATE – RETAIL INVESTOR SURVEY 2014 BY THE SECURITIES COMMISSION
03/04/2014LSRA/AL/MN-nh/012-14FEEDBACK ON PROPOSAL PAPER UNDER PERSONAL DATA PROTECTION ACT (PDPA) 2010
03/03/2014LSRA/AL/MN-nh/009-14FEEDBACK ON PROPOSAL PAPERS: (i) 2/2014 – GUIDE ON COMPLIANCE OF PERSONAL DATA PROTECTION ACT (PDPA) 2010 (ii) 3/2014 – GUIDE ON THE MANAGEMENT OF EMPLOYEE DATA UNDER PERSONAL DATA PROTECTION ACT (PDPD) 2010
07/02/2014LSRA/AL/MN-pky/006-14PROPOSAL PAPER NO. 1/2014 ON “GUIDE IN DEALING WITH DIRECT MARKETING UNDER THE PERSONAL DATA PROTECTION ACT 2010” ISSUED BY PERSONAL DATA PROTECTION DEPARTMENT MALAYSIA
07/02/2014LSRA/AL/MN-pky/004-14CONSENTS FOR USAGE OF PERSONAL DATA OF UNIT TRUST CONSULTANTS (“Consultants”), DIRECTORS AND EMPLOYEES OF MEMBERS, IUTA AND CUTA
23/01/2014BR/AL//SS-jw/001-14Corporate Information in the I3 System
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DateCircular NumberCircular Title
18/12/2013CC/AL/AKK-zn/058-13Unit Trust Investment Fair Organised by Fundsupermart.com
11/12/2013BR/AL/TLK-yy/057-13Computerized Unit Trust Examination (CUTE) Schedule for Kuantan, Pahang (Jan-Mar 2014)
26/11/2013BR/AL/AKK/TLK-sc/056-13Consent For Publishing Information Of Unit Trust Consultant (“UTC”)
21/10/2013PDS/AL/SIEH-jn/050-132013 Continuing Professional Development (CPD) Revised Guideline
23/09/2013CC/AL/SN-RR/049-13FIMMToday’s 3rd Issue of The Year 2013
03/09/2013BR/AL/AZS/TLK-JW/042-13Payment of:
a) Annual Membership Subscription Fee (“AMSF”) or Annual Fee for Members, IUTA or CUTA for the Year 2014
b) Annual Renewal Fee for Unit Trust Consultants for the Year 2014
27/08/2013BR/AL/TLK-yy/040-13Computerized Unit Trust Examination (CUTE) – CUTE Schedule from Oct – Dec 2013
27/08/2013CC/AL/AZ-zn/034-13FIMM’s 2013 Annual Convention 3rd October 2013, Sime Darby Convention Centre
20/08/2013BR/AL/AZS/TLK-val/038-13Closure Of Computerized Unit Trust Examination (“CUTE”) Centres at Institute Perindustrian Sandakan and Open University Malaysia Tawau
16/08/2013CC/M/AZ-zn/025-13Invitation to Book Launch: Investing in Islamic Funds – A practitioner’s Perspective by Datuk Noripah Kamso
15/08/2013BR/AL/AZS/HG-tlk/039-13Revision Of Requirements Imposed on Institutional Unit Trust Advisers(“IUTA”)/Institutional PRS Advisers Regarding Distribution Agreements For Marketing and Distribution Of Unit Trust Schemes(“UTS”)/Private Retirement Schemes(“PRS”)
15/08/2013BR/AL/AZS/HG-sc/038-13Revision Of Requirements Imposed on Corporate Unit Trust Advisers (“CUTA”)/Corporate PRS Advisers Regarding Distribution Of Unit Trust Schemes (“UTS”)/Private Retirement Schemes(“PRS”)
07/08/2013LSRA/AL/AZ-ck/037-13FIMM’S Guidance Note in relation to the Personal Data Protection Act 2010
23/07/2013PDS/AL/AZS-sa/036-13International Seminar on Financial Literacy and Retirement Savings: Towards Securing A Comfortable Retirement Organized By The EPF
11/07/2013BR/CUTA&CPRA/AZS/HG-tlk/003-13Registration of Unit Trust Scheme and Private Retirement Scheme Consultants of Corporate Unit Trust Scheme Advisers (“CUTA”) and Private Retirement Scheme Advisers (“CPRA”)
11/07/2013BR/AL/AZS/HG/SS-sc/034-13Revision on the Requirement to Notify and Lodge Documents For Marketing and Distribution Of Unit Trust Scheme (UTS) or Private Retirement Schemes (PRS)
01/07/2013CC/AL/AZ-Sn/033-13FIMMToday’s 2nd Issue of The Year
27/06/2013LSRA/AL/AZ-ck/031-13Board of Directors of Federation of Investment Managers Malaysia
26/06/2013CC/AL/AZ-NY/024-13FIMM Today’s First Issue For The Year 2013
25/06/2013BR/AL/AZS/TLK-yy/021-13Replacement (New) Center For Computerised Unit Trust Examination (CUTE) in Cosmopoint Kota Kinabalu, Sabah and Kuching, Sarawak
24/06/2013BR/AL/HG/TLK-yy/019-13Computerised Unit Trust Examination (CUTE) Schedule For May to June 2013 at Stamford College Melaka
23/06/2013BR/AL/HG/TLK-yy/016-13Additional (NEW) Center For Computerised Unit Trust Examination (CUTE) in TESS R&D Centre, Petaling Jaya 2
22/06/2013CC/AL/AZ-hk/017-13FIMM Seminars 2013
21/06/2013CCALAZ-zn/015-13FIMM’S Annual Golf Tournament 2013: Invitation For Sponsorship and Registration
20/06/2013LSRA/AL/AZ-pky/011-13Submission Of Trend Analysis On Complaints To Federation Of Investment Managers Malaysia (“FIMM”)
19/06/2013LSRA/AL/HG-nh/010-13Memorandum and Articles of Association of Federation Of Investment Managers Malaysia (“M&A”)
18/06/2013LSRA/AL/AZ-nh/006-13Code of Ethics and Rules of Professional Conduct (Unit Trust Scheme) (“CODE”)
17/06/2013CC/AL/AZ-zn/001-13Unit Trust Investment Fair Organised by FUNDSUPERMART.COM
28/02/2013ISRV/AL/AZ-hg-wyl/012-13Marketing and Distribution Compliance Audit (“Compliance Audit”) – (Reupload)
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01/10/2009LSRA/AL/LSH-nh/029-09Compilation of complaints for the Securities Commission (“SC”)
DateCircular NumberCircular Title
08/07/2008IT/AL/LSH-GT/080-08SMS Service to Inform Candidates of their Unit Trust Examination
31/01/2008REGS/AL/LSH-jc/026-08Exemption from FMUTM’s Computerised Unit Trust Examination (CUTE)