Consultant Application Kits

CONSULTANT APPLICATION KITS

Consultant Registration

Application for FIMM Examination / Exemption

Submission of Application for FIMM Examination

The applicant is required to submit the following duly completed documents via FIMM Core System (FCS):
NO. DOCUMENTS REQUIRED
1. Malaysia National Registration Identity Card (NRIC) or passport
2. Malaysia passport-sized colour photograph
3. Certified true copy of the academic certificate and qualification
4. Certified true copy of the relevant Capital Market Services Representative (CMSRL) (if applicable)
5. Certified true copy of the result slip that indicates the candidate has passed Module 1 of Certified Financial Planner (CFP) or Islamic Financial Planner (IFP) or Registered Financial Planner (RFP) or Shariah RFP (applicable to FIMM Apprenticeship Programme for CUTA/CPRA only)
6. Evidence of document as a proof of active memberships with relevant bodies (applicable to FIMM Apprenticeship Programme for CUTA/CPRA only)
7. FIMM Consent Form

Submission of Application for FIMM Examination Exemption

for Chief Executive Officers
The applicant is required to submit the following duly completed documents via FIMM Core System (FCS):
NO. DOCUMENTS REQUIRED
1. Malaysia National Registration Identity Card (NRIC) or passport
2. Malaysia passport-sized colour photograph
3. Copy of the CEO’s appointment as approved by the Securities Commission Malaysia or the relevant authority
4. FIMM Consent Form

Submission of Application for FIMM Examination Exemption

for Directors with minimum 10 years’ experience in the Unit Trust or fund management industry
The applicant is required to submit the following duly completed documents via FIMM Core System (FCS):
NO. DOCUMENTS REQUIRED
1. Malaysia National Registration Identity Card (NRIC) or passport
2. Malaysia passport-sized colour photograph
3. Copy of the Director’s appointment as approved by the Securities Commission Malaysia or relevant the authority
4. Copy of the resume or curriculum vitae specifying the Director’s job description and scope of work
5. FIMM Consent Form

Submission of Application for FIMM Examination Exemption

for Fund Managers who hold a Capital Markets Services Representative’s Licence (CMSRL) to conduct fund management activities as defined in the Capital Markets and Services Act 2007 (CMSA)
The applicant is required to submit the following duly completed documents via FIMM Core System (FCS):
NO. DOCUMENTS REQUIRED
1. Malaysia National Registration Identity Card (NRIC) or passport
2. Malaysia passport-sized colour photograph
3. Certified true copy of Capital Market Services Representative License (CMSRL) for Fund Management
4. FIMM Consent Form

Submission of Application for FIMM Examination Exemption

for individuals who fulfil any of the following qualifications:
  1. Certified Financial Planner (CFP) / Islamic Financial Planner (IFP)
  2. Registered Financial Planner (RFP) / Shariah Registered Financial Planner (Shariah RFP)
  3. Chartered Financial Consultant (ChFC)
  4. Relevant modules of CFP, IFP, RFP or Shariah RFP
The applicant is required to submit the following duly completed documents via FIMM Core System (FCS):
NO. DOCUMENTS REQUIRED
1. Malaysia National Registration Identity Card (NRIC) or passport
2. Malaysia passport-sized colour photograph
3. Certified true copy of the relevant certificate for holders of CFP/IFP/RFP/Shariah RFP/ChFC (if applicable)
4.

Evidence of the result slip that indicates the candidate has passed at least one of the following:

  1. Module 1, 4 & 5 (before 30 March 2015) or Module 1 & 3 (effective from 30 March 2015) of CFP
  2. Module 1, 3 & 5 (before 6 August 2015) or Module 1 & 3 (effective from 6 August 2025) for IFP
  3. Module 1, 3 & 6 of RFP
  4. Module 1, 3 & 6 of Shariah RFP
5. Evidence of documents as proof of memberships with the relevant bodies
6. Certified true copy of the certificate of proficiency in financial planning issued by the Malaysian Financial Planning Council (MFPC)
7. FIMM Consent Form

Submission of Application for FIMM Examination Exemption

with the PRS Familiarisation Programme
The applicant is required to submit the following duly completed documents via FIMM Core System (FCS):
NO. DOCUMENTS REQUIRED
1. Malaysia National Registration Identity Card (NRIC) or passport
2. Malaysia passport-sized colour photograph
3. Certified true copy of the academic certificate and qualification
4.

Certified true copies of at least one of the following:

  1. Certificate Examination in Investment-Link Insurance (CEILLI)
  2. Takaful Business Examination (TBE): Part A for Basic Takaful, Medical and Health Takaful; and Part C for Family Takaful, Investment Linked Takaful
  3. Certificate from Malaysian Takaful Association (MTA): General & Family

(application for insurance agent only)
5. Certified true copy of the Certificate of Attendance of 1.5 Days of PRS Familiarisation Programme (current year)
6. Quiz result
7. FIMM Consent Form

Submission of Application for Registration of Former Consultants

The applicant is required to submit the following duly completed documents via FIMM Core System (FCS):
NO. DOCUMENTS REQUIRED
1. Malaysia National Registration Identity Card (NRIC) or passport
2. Malaysia passport-sized colour photograph
3. Certified true copy of the relevant Capital Market Services Representative License (CMSRL) ( if applicable)
4. Certified true copy of the result slip that indicates the candidate has passed Module 1 of Certified Financial Planner (CFP) or Islamic Financial Planner (IFP) or Registered Financial Planner (RFP) or Shariah RFP (applicable for FIMM Apprenticeship Programme for CUTA/CPRA only)

Application for Variation of Consultant Registration

Please refer to the required documents submission for the applicable variation registration category.

First-Time Login to the FIMM Core System (FCS)

Profile Maintenance for Consultants

Consultant Renewal

Appeal Processes for Consultants

Industry

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