Circulars for UTMC / Members, IUTA & CUTA (≤2023)

UTMC / MEMBERS, IUTA & CUTA

Archived circulars up to 2023. For latest circulars click here.

2023
Date Circular Number Circular Title
26/12/2023 ID/UTMC&PRSP/FMS/JW-TQ/010-23 Survey on Suitability Assessment Form incorporating Behavioural Finance
06/12/2023 ID/UTMC/JW-TQ/009-23 Data Collection for the Purpose of Presenting Empirical Unit Trust Data to the MOF for the Reinstatement of Section 61 of Income Tax Act
01/12/2023 SRV/AL/SM-AS-SI/353-23 Requirement to Conduct Annual Compliance Review as Stipulated under Rule 3.4.6 of FIMM’s Consolidated Rules (FCR)
01/12/2023 PDS/ALL/SNZ-AN/019-23 FIMM Virtual Examination (iFVE) Schedule
(January, February and March 2024)
23/10/2023 ID/Members/ID-JW-PV/018-23 Fund Volatility Rating Methodology Survey
18/10/2023 ID/UTMC&PRSP/FMS/JW-TQ/008-23 Funds Malaysia System (FMS): Review and Update Funds Information
16/10/2023 RD/ALL/SM/SO/CC-af/017-23 Year 2024 Renewal and Annual Membership Subscription Fee (ASMF) / Annual Fee
09/10/2023 LRA/ALL/SM-AB-HY/015-23 Amendments to FIMM’s Consolidated Rules dated 1 June 2016
06/10/2023 LRA/ALL/SM-AB-HY/016-23 Amendments to FIMM Code of Ethics
29/09/2023 ISRV/Distributors/SM-AS-az/267-23 Invitation to FIMM’s Regulatory Briefing – 10 October 2023
12/09/2023 PDS/ALL/SNZ-KSM/014-23 FIMM Regulatory Training 2023
07/09/2023 ID/IRB/JW-PV/007-23 Inland Revenue Board of Malaysia (IRB) E-Invoicing
01/09/2023 PDS/ALL/SNZ-AN/011-23 FIMM Virtual Examination (iFVE) Schedule
(October, November and December 2023)
06/06/2023 PDS/ALL/SNZ-AN/007-23 FIMM Virtual Examination (iFVE) Schedule
(July, August and September 2023)
01/03/2023 PDS/ALL/SNZ-AN/003-23 FIMM Virtual Examination (iFVE) Schedule
(April, May and June 2023)
17/02/2023 ID/Members/ID-JW-PV/002-23 Issuance of Funds Malaysia System (“FMS”) User Manual and Revision of Request Forms Pertaining to FMS
2022
Date Circular Number Circular Title
5/12/2022 IT/ALL/CSD/RY-lh/027-22 Update on Migration of FIMM Integrated System (FIS) and Fund Malaysia System (FMS) to Cloud
2/12/2022 ID/Nominee/KLR-DL-JW-EK/026-22 Responsibilities of UTMCs and IUTAs to Ultimate Beneficial Owners under the Nominee System
1/12/2022 PDS/ALL/SNZ/021-24 FIMM Virtual Examination (IFVE) Schedule (January, February, and March 2023)
30/11/2022 ISRV/AL/SM-AS-llt/022-22 Requirement to Conduct Annual Compliance Review as Stipulated under Rule 3.4.6 of FIMM’s Consolidated Rules
25/11/2022 PDS/ALL/SNZ-SA/018-23 FIMM Virtual Examination – Examination Cancellation on 28 November 2022
22/11/2022 PDS/ALL/SNZ/021-22 FIMM Virtual Examination – Examination Reschedule from 3 December 2022 to 2 December 2022
15/11/2022 IT/ALL/CSD/RY-lh/020-22 Migration of FIMM Integrated System (FIS) and Fund Malaysia System (FMS) to Cloud
1/11/2022 ISRV/Distributors/SM-AS-ha/017-22 Invitation to FIMM’s Regulatory Briefing, 22 November 2022
21/10/2022 PDS/ALL/SNZ-SA/018-22 FIMM Virtual Examination – Examination Cancellation on 19 November 2022
06/10/2022 RD/AL/SM/SO/CC-af/014-22 Year 2023 Renewal and Annual Membership Subscription Fee (AMSF)/ Annual Fee
28/09/2022 ID/FMS/KLR-DL-JW-sf/006-22 Funds Malaysia System (FMS): Review and Update of Funds Information
24/08/2022 RD/ALL/SM/SO-af/012-22 BACKGROUND SCREENING FOR NEW CONSULTANTS
04/08/2022 PDS/ALL/SNZ-ms/011-22 FIMM Virtual Examination (iFVE) Schedule (September – December)
26/05/2022 PDS/ALL/SNZ-ms/009-22 FIMM Virtual Examination (iFVE) Schedule (June, July and August 2022)
15/04/2022 PDS/ALL/SNZ-ms/008-22 Misconducts during Interim FIMM Virtual Examination (IFVE)
01/04/2022 PDS/ALL/SNZ-ms/007-22 FIMM Virtual Examination (iFVE) Schedule – Q2 2022 (April- June 2022) – Amendment
10/03/2022 PDS/ALL/SNZ-ms/006-22 FIMM Virtual Examination Schedule – Q2 2022 (April- June 2022) – Amendment
02/03/2022 PDS/ALL/SNZ-ms/004-22 FIMM Virtual Examination Schedule – Q2 2022 (April- June 2022)
12/01/2022 ISRV/AL/SM-AS-ha/002-22 Sharing of Federation of Investment Managers Malaysia’s (FIMM) Supervisory Observations
2021
Date Circular Number Circular Title
01/12/2021 ISRV/AL/SM-AS-llt/066-21 Requirement to Conduct Annual Compliance Review (ACR) as Stipulated Under Rule 3.4.6 Of FIMM’s Consolidated Rules (FCR)
01/12/2021 PDS/AL/SNZ-ms/067-21 FIMM Virtual Examination Schedule – Q1 2022 (January- March 2022)
25/10/2021 ISRV/Distributors/KLR-SM-AS-ha/064-21 FIMM’s Regulatory Industry Briefing 2021
14/10/2021 PDS/AL/SNZ /063-21 FIMM e-Learning Portal
07/10/2021 BR/AL/SM/SO/VAL-af/061-21 YEAR 2022 RENEWAL AND ANNUAL MEMBERSHIP SUBSCRIPTION FEE (AMSF)/ ANNUAL FEE FOR: PRP, IUTA/IPRA, CUTA/CPRA AND UTS/PRS
04/10/2021 CCD/IEWG/RMY-MMR/057-21 Invitation to Participate as Industry Education Working Group Members for the Development of an Industry Education and Media Engagement Plan
01/10/2021 RD/AL/KLR/SM/SO-cc/060-21 REGISTRATION REQUIREMENTS FOR EXPERIENCED UTS CONSULTANTS AS PRS CONSULTANTS
24/09/2021 PDS/AL/KOH-SNZ /056-21 Interim FIMM Virtual Examination (iFVE) – iFVE Schedule for Q4 2021
30/08/2021 ID/AL/KOH/AAR-za/055-21 COMBINED STUDY GUIDE FOR COMPUTERISED UNIT TRUST EXAMINATION (CUTE) AND COMPUTERISED PRIVATE RETIREMENT SCHEME EXAMINATION (CPRE) – NEW EFFECTIVE DATE
16/08/2021 LRA/ALL/SM-JG/054-21 OBSERVATION OF MISCONDUCTS RELATED TO MARKETING AND DISTRIBUTION OF UNIT TRUST AND PRIVATE RETIREMENT SCHEMES
12/08/2021 PDS/AL/SNZ-ms/053-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – NATIONWIDE 2 – 28 SEPTEMBER 2021
11/08/2021 PDS/AL/KOH-SNZ /052-21 Interim FIMM Virtual Examination (iFVE) – Additional Sessions Dedicated for Bahasa Malaysia (BM)
09/08/2021 RD/AL/KLR/SM/SO-cc/051-21 Operational Change – Cessation in Issuance of Physical FIMM Authorisation Cards for Unit Trust Schemes and Private Retirement Schemes Consultants
23/07/2021 PDS/AL/KOH-SNZ /049-21 Interim FIMM Virtual Examination (iFVE) – Expansion of iFVE capacity and Additional iFVE Schedule for the Months of August and September 2021
09/07/2021 PDS/AL/SNZ-ms/048-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – NATIONWIDE 13 – 29 JULY 2021
29/06/2021 PDS/AL/SNZ-ms/046-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – NATIONWIDE 28 JUNE – 12 JULY 2021
25/06/2021 IT/AL/CEO/LH-ah/045-21 PREPARATION FOR FIMM ONLINE PORTAL GO-LIVE
18/06/2021 PDS/AL/SNZ-ms/039-21 FIMM EXAMINATION SCHEDULE – JULY & SEPTEMBER 2021 (CENTRE-BASED)
14/06/2021 PDS/AL/SNZ-ms/041-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – NATIONWIDE 15 – 28 JUNE 2021
10/06/2021 PDS/AL/KOH-SNZ /040-21 Interim FIMM Virtual Examination (iFVE) – New Sessions in July and August 2021
01/06/2021 IT/AL/CEO/LH-ah/034-21 INDUSTRY BRIEFING ON FIMM ONLINE PORTAL
01/06/2021 PDS/AL/SNZ-ms/035-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – NATIONWIDE 1 UNTIL 14 JUNE 2021
17/05/2021 PDS/AL/KOH-SNZ /030-21 Interim FIMM Virtual Examination (iFVE)-New Sessions in June 2021
11/05/2021 PDS/AL/SNZ-ms/025-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – NATIONWIDE 12 MAY UNTIL 7 JUNE 2021
10/05/2021 PDS/AL/SNZ-ms/024-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – PULAU PINANG AND IPOH 10 UNTIL 23 MAY 2021
06/05/2021 PDS/AL/SNZ-ms/023-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – KUALA LUMPUR AND JOHOR BAHRU – 7 UNTIL 20 MAY
05/05/2021 PDS/AL/SNZ-ms/022-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – SELANGOR 6 UNTIL 17 MAY 2021
28/04/2021 PDS/AL/SNZ-ms/020-21 Cancellation of FIMM Examination Session in Tawau (8 May 2021)
18/03/2021 PDS/AL/SNZ-ms/015-21 FIMM EXAMINATION SCHEDULE – APRIL TO JUNE 2021 KOTA KINABALU
10/03/2021 PDS/AL/SNZ-ms/012-21 FIMM EXAMINATION SCHEDULE – APRIL TO JUNE 2021
09/03/2021 PDS/AL/SNZ-ms/011-21 FIMM EXAMINATIONS: RE-OPENING OF REMAINING EXAMINATION CENTRE
04/03/2021 ISRV/Distributors/KLR-SM-AS/034-21 Sharing of The Federation of Investment Managers Malaysia’s (FIMM) Supervisory Observations
04/03/2021 PDS/AL/SNZ-ms/010-21 FIMM EXAMINATIONS: RE-OPENING OF SELECTED EXAMINATION CENTRE NATIONWIDE AND SESSION CANCELATION
02/03/2021 PDS/AL/SNZ-ms/009-21 Cancellation of FIMM Examination Sessions – Sarawak
17/02/2021 PDS/AL/SNZ-ms/008-21 Cancellation of FIMM Examination Session Nationwide (20 February – 4 March 2021)
10/02/2021 PDS/AL/KOH-SNZ /007-21 Interim FIMM Virtual Examination (iFVE)
03/02/2021 PDS/AL/SNZ-ms/006-21 Cancellation of FIMM Examination Sessions Nationwide (6 – 18 February 2021)
26/01/2021 PDS/AL/KOH-SNZ/005-21 2021 FIMM Regulatory Training on Code of Ethics (2021 FIMMCOE) – First Series
22/01/2021 PDS/AL/SNZ-ms/004-21 Cancellation of FIMM Examination Sessions – Nationwide
12/01/2021 PDS/AL/SNZ-ms/003-21 Cancellation of FIMM Examination Sessions – Nationwide
07/01/2021 PDS/AL/KOH-SNZ-ms/002-21 Cancellation of FIMM Examination Sessions – Kota Bharu & Ipoh
04/10/2021 CCD/IEWG/RMY-MMR/057-21 Invitation to Participate as Industry Education Working Group Members for the Development of an Industry Education and Media Engagement Plan
05/01/2021 PDS/AL/KOH-SNZ-ms/001-21 CHANGES IN EXAMINATION CENTRE-IPOH, PERAK
2020
Date Circular Number Circular Title
29/12/2020 PDS/AL/KOH-SNZ-ms/052-20 Cancellation of FIMM Examination Sessions – Kuala Lumpur, Petaling Jaya, Bayan Lepas, Johor Bahru, Kota Kinabalu, Sandakan, Tawau & Seremban
11/12/2020 PDS/AL/KOH-SNZ-ms/051-20 Cancellation of FIMM Examination Sessions – Ipoh
07/12/2020 PDS/AL/KOH-SNZ-ms/050-20 Cancellation of FIMM Examination Sessions – Kuala Lumpur, Petaling Jaya, Bayan Lepas & Johor Bahru
03/12/2020 PDS/AL/KOH-SNZ-ms/048-20 FIMM EXAMINATION SCHEDULE – JANUARY TO MARCH 2021
30/11/2020 ISRV/AL/SM-AS-llt/049-20 REQUIREMENT TO CONDUCT ANNUAL COMPLIANCE REVIEW (ACR) AS STIPULATED UNDER RULE 3.4.6 OF FIMM’S CONSOLIDATED RULES (FCR)
25/11/2020 PDS/AL/KOH-SNZ-ms/047-20 FIMM EXAMINATION CENTRE RE-OPENING – MELAKA, JOHOR BAHRU, ALOR SETAR AND KUALA TERENGGANU
20/11/2020 PDS/AL/KOH-SNZ-ms/046-20 Cancellation of FIMM Examination Sessions on 21 November and 12 December 2020 – Kota Bharu
09/11/2020 PDS/AL/KOH-SNZ-ms/045-20 Cancellation of FIMM Examination Sessions – Kuching and Other Centres in Peninsular Malaysia except Kuantan and Kota Bharu
05/11/2020 PDS/AL/KOH-SNZ-ms/044-20 Cancellation of FIMM Examination Sessions on 7 to 19 November 2020 – Bayan Lepas
04/11/2020 PDS/AL/KOH-SNZ-ms/043-20 Cancellation of FIMM Examination Sessions on 7 November 2020 – Seremban
28/10/2020 BR/AL/KLR/SM/SO-cc/040-20 Industry Consultation – Amendments to FIMM’s Registration Manual
28/10/2020 PDS/AL/KOH-SNZ-MS/041-20 Cancellation of FIMM Examination Sessions on 7 November 2020 – OUM Sandakan, Sabah
27/10/2020 PDS/AL/KOH-SNZ-MS/039-20 Cancellation of FIMM Examination Sessions from 27 October to 9 November 2020 – Kuala Lumpur and Selangor and Invitation to Organise FIMM Examination at Members/Distributors’ Premises
14/10/2020 PDS/AL/KOH-SNZ-MS/037-20 Cancellation of FIMM Examination Sessions on 17 October 2020 – Kota Bharu, Kelantan
13/10/2020 PDS/AL/KOH-SNZ-MS/036-20 Cancellation of FIMM Examination Sessions from 14 to 27 October 2020 – Kuala Lumpur and Selangor
13/10/2020 BR/AL/SM/SO/VAL-af/035-20 YEAR 2021 RENEWAL AND ANNUAL MEMBERSHIP SUBSCRIPTION FEE (“AMSF”)/ANNUAL FEE FOR PRP, IPRA, CUTA, CPRA, UTS AND PRS
12/10/2020 ISRV/AL/SM-AS-llt-034-20 REVISED ANNUAL COMPLIANCE REVIEW (ACR) CHECKLISTS FOR 2020
09/10/2020 PDS/AL/KLR-KOH-MS/032-20 FIMM EXAMINATION: ADDIONAL EXAMINATION SESSIONS FOR MIRI, SARAWAK
09/10/2020 PDS/AL/KOH-SNZ-ms/033-20 Cancellation of FIMM Examination Sessions on 24 October 2020 – OUM Sandakan, Sabah
05/10/2020 PDS/AL/KOH-SNZ-MS/031-20 Cancellation of FIMM Examination Sessions on 15 October 2020 – Kedah
17/09/2020 PDS/AL/KOH-SNZ-ms/029-20 FIMM EXAMINATION AD-HOC EXAMINATION CENTRE
11/09/2020 PDS/AL/KLR-KOH-MS/030-20 Cancellation of FIMM Examination Sessions on 26 September 2020 – Kedah
10/09/2020 ISRV/Distributors/KLR-SM-AS-ha/190-20 FIMM 2020 Industry Briefing on Regulatory Activities & Initiatives
07/09/2020 PDS/AL/KOH-SNZ-ms/028-20 FIMM EXAMINATION CENTRE RE-OPENING OF ADDITIONAL EXAMINATION CENTRES
28/08/2020 PDS/AL/KOH-SNZ-ms/027-20 FIMM EXAMINATION SCHEDULE – OCTOBER TO DECEMBER 2020
27/08/2020 PDS/AL/KOH-SNZ-ms/026-20 FIMM EXAMINATION CENTRE ADDITIONAL EXAM DATES
14/08/2020 PDS/AL/KOH-SNZ-ms/024-20 FIMM EXAMINATION CENTRE ADDITIONAL EXAM DATES
27/07/2020 PDS/AL/KOH-SNZ-MS/023-20 2020 FIMM Regulatory Training on Code of Ethics (2020 FIMMCOE)
17/07/2020 PDS/AL/KOH-SNZ-ms/021-20 FIMM EXAMINATION CENTRE RE-OPENING AND INTRODUCTION OF NEW MELAKA EXAMINATION CENTRE
14/07/2020 PDS/AL/KOH-SNZ/020-20 CONTINUING PROFESSIONAL DEVELOPMENT (CPD) PROGRAM – REQUIREMENT OF 16 CPD POINTS FOR RENEWAL OF CONSULTANTS’ REGISTRATION
08/07/2020 PDS/AL/KOH-SNZ-ms/018-20 FIMM EXAMINATION CENTRE RE-OPENING – SIBU EXAMINATION CENTRE
03/07/2020 PDS/AL/KOH-SNZ-ms/016-20 FIMM EXAMINATION CENTRE RE-OPENING – KUANTAN EXAMINATION CENTRE
18/06/2020 PDS/AL/KOH-SNZ-ms/014-20 FIMM EXAMINATION SCHEDULE – JULY TO SEPTEMBER 2020
30/03/2020 ISRV/ALL/SM/AS/081-20 Extension Of Submission Deadline For Quarterly Complaints Report And Trend Analysis
17/03/2020 PDS/AL/KLR-KOH-MS/005-20 FIMM Examination Cancellation on 19 & 21 March 2020
26/02/2020 BR/AL/SO/VAL-af/003-20 FIMM EXAMINATION SCHEDULE – APRIL TO JUNE 2020
24/02/2020 SEC/OM/CEO/COM(AA)/003-20 IMPLEMENTATION OF AMENDMENTS TO FIMM’S CONSTITUTION (ARTICLES OF ASSOCIATION)
15/01/2020 PDS/AL/KLR/KOH-SNZ-MS/001-20 UNIT TRUST EXAMINATION STUDY GUIDE AND PRIVATE RETIREMENT SCHEME EXAMINATION STUDY GUIDE (“EXAMINATION STUDY GUIDE”)
2019
Date Circular Number Circular Title
24/12/2019 BR/AL/KLR-SO/023-19 REVISION OF THE REGISTRATION MANUAL – STREAMLINING OF PROCESS FOR RENEWAL OF REGISTRATION FOR UNIT TRUST AND PRIVATE RETIREMENT SCHEMES CONSULTANTS
17/12/2019 LRA/ALL/JG/SM/022/19 FIMM’s REVISED CODE OF ETHICS
02/12/2019 BR/AL/SO/VAL-af/020-19 FIMM EXAMINATION SCHEDULE – JANUARY TO MARCH 2020
21/10/2019 ISRV/DEARCEO/KL-SM-ha/295-19 Sharing of The Federation of Investment Managers Malaysia’s (FIMM) Supervisory Observations
11/10/2019 BR/AL/KLR/SM/SO/VAL-af/019-19 Year 2020 Renewal and AMSF/Annual Fee – UTS & PRS
11/09/2019 BR/AL/SO/VAL-af/017-19 RELOCATION OF FIMM EXAMINATION CENTRE TO OPEN UNIVERSITY MALAYSIA (OUM) ALOR SETAR, KEDAH
30/08/2019 ID/AL/KLR-KOH-EK/032-19 Fee Waiver Campaign for Registration of New Private Retirement Scheme Consultants
26/08/2019 BR/AL/SO/VAL-af/015-19 FIMM EXAMINATION SCHEDULE – OCTOBER TO DECEMBER 2019
23/08/2019 PDS/2019COE/KLR-KOH-SNZ/013-19 2019 FIMM Regulatory Training on Code of Ethics (2019 FIMMCOE)
22/07/2019 ISRV/Distributors/KLR-SM-ha/177-19 FIMM INDUSTRY BRIEFING
03/07/2019 ID/OM/KLR-KOH-EK/005-19 Establishment of Retail Money Market Fund
03/06/2019 BR/AL/SO/VAL-af/009-19 FIMM EXAMINATION CENTRE REPLACEMENT : OPEN UNIVERSITY MALAYSIA (OUM) MELAKA
29/05/2019 BR/AL/SO/VAL-af/008-19 FIMM EXAMINATION SCHEDULE – JULY TO SEPTEMBER 2019
22/03/2019 LRA/ALL/JG/KLR/005-19 Amendments To FIMM’s Consolidated Rules To Require The Disclosure Of Identities Of Distributors (Including Main Distributor And Sub-Distributor) In Application Forms For Dealing In Unit Trust Schemes And Private Retirement Schemes
04/03/2019 LRA/ALL/JG/KLR/004-19 Amendments to FIMM’s Consolidated Rules to Allow Corporate Unit Trust Advisers (CUTA) and Corporate PRS Advisers (CPRA) to Form Multiple-Tiered Agency Structure
01/03/2019 BR/AL/SO-val/003-19 FIMM EXAMINATION CANCELLATION – RELOCATION OF STAMFORD COLLEGE, MELAKA
26/02/2019 PDS/CPDTRACKER/KLR-KOH-SNZ/002-19 Briefing and Training on FIMM Continuing Professional Development (CPD) Tracker System
25/02/2019 BR/AL/SO-val/001-19 FIMM EXAMINATION – COMPUTERIZED UNIT TRUTS EXAMINATION (CUTE) AND COMPUTERIZED PRIVATE RETIREMENT EXAMINATION (CPRE) SCHEDULES FOR APRIL TO JUNE 2019
2018
Date Circular Number Circular Title
12/12/2018 ISRV/AL/KLR/AJ/031-18 REQUIREMENT TO CONDUCT ANNUAL COMPLIANCE REVIEW (ACR) FOR 2019
27/11/2018 BR/FE/SO-han/616-18 FIMM EXAMINATION – COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) AND COMPUTERIZED PRIVATE RETIREMENT EXAMINATION (CPRE) SCHEDULES FOR JANUARY TO MARCH 2019
22/11/2018 LRA/ALL/JG/KLR/030-18 REQUIREMENT TO CONDUCT TRAINING ON UNIT TRUST ADVERTISEMENTS AND PROMOTIONAL MATERIALS FOR UNIT TRUST CONSULTANTS (UTC)
09/11/2018 ISRV/ACR/AJ-ha/592-18 Annual Compliance Review (ACR) for the Year 2018
05/10/2018 BR/AL/KLR/SO/VAL-af/024-18 AMSF or Annual Fee Year 2019
24/09/2018 BR/AL/UTS/SO-val/023-18 FIMM INTEGRATED SYSTEM (FIS) – Enhancement of I3 System
04/09/2018 CC/2018FIMMAC/ML-CM/021-18 2018 FIMM ANNUAL CONVENTION (FIMMAC)
18/08/2018 BR/UTS/SO-val/019-18 AD-HOC COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) AT OPEN UNIVERSITY MALAYSIA (OUM), TAWAU, SABAH (SEPTEMBER 2018)
09/08/2018 BR/AL/SO-Val/018-18 FIMM EXAMINATION – COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) AND COMPUTERIZE PRIVATE RETIREMENT EXAMINATION (CPRE) SCHEDULES FOR OCTOBER TO DECEMBER
27/07/2018 PDS/2018SEM/ML-KOH-SNZ/012-18 2018 FIMM Seminar (Second Series)
26/07/2018 BR/IUTA/MLI/VAL-af/014-18 Total Gross Sales UTS ended 31 July 2018
26/07/2018 BR/MEMBERS/MLI/VAL-af/013-18 AUM UTS as at 31 July 2018
01/06/2018 CEO/AL/ML-koh/009-18 Revised Fees and Charges In Line with Zero-Rated Goods & Services Tax (GST)
24/05/2018 BR/CUTE/NAT-han/008-18 CUTE Schedules – July to September 2018
14/05/2018 BR/UTS/ML-val/006-18 Introduction of Digitalised e-Study Guide for CUTE and PRSE
06/04/2018 PDS/2018SEM/NAT-KOH-SNZ/003-18 2018 FIMM SEMINARS : FIRST SERIES
07/02/2018 BR/UTS/AYH-val/001-18 CUTE Schedules – April to June 2018
2017
Date Circular Number Circular Title
29/11/2017 ISRV/ACR/AJ-ha/058-17 Annual Compliance Renew (ACR) for the Year 2017
09/11/2017 BR/UTS/AYH-han/748-17 CUTE Schedules – January to March 2018
25/10/2017 BR/AL/UTS/PRS/AY-val/054-17 FIMM INTEGRATED SYSTEM (FIS) – Update Consultant Profile
05/10/2017 BR/AL/NAT/AJ-af/052-17 FOR THE YEAR 2018: ANNUAL RENEWAL OF REGISTRATION AND PAYMENTS OF: A) ANNUAL FEE OF CORPORATE UNIT TRUST SCHEMES ADVISERS (“CUTAs”) AND CORPORATE PRIVATE RETIREMENT SCHEMES ADVISERS (“CPRAs”); AND B) ANNUAL FEE FOR UNIT TRUST SHCEMES (“UTS”) CONSULTANTS AND PRIVATE RETIREMENT SCHEME (“PRS”) CONSULTANTS.
05/10/2017 BR/AL/NAT/AJ-af/050-17 FOR THE YEAR 2018: ANNUAL RENEWAL OF REGISTRATION AND PAYMENTS OF: A) ANNUAL MEMBERSHIP SUBCRIPTION FEE (“AMSF”) FOR MEMBERS OF ANNUAL FEE FOR INSTITUTIONAL UNIT TRUST SCEMES ADVISERS (“IUTAs”); AND B) ANNUAL FEE FOR UNIT TRUST SCHEMES (“UTS”) CONSULTANTS.
02/08/2017 BR/UTS/AJ-val/046-17 CUTE Schedules – October to December 2017
18/07/2017 BR/UTS/TLK-val/040-17 Cancellation of Computerized Unit Trust Examination (CUTE) on 9 September 2017
17/07/2017 Press Release ANNOUNCEMENT OF FEDERATION OF INVESTMENT MANAGERS MALAYSIA’S NEW CHIEF EXECUTIVE OFFICER
06/07/2017 PDS/2017SEM/FH-KOH-SNZ/023-17 2017 FIMM SEMINARS: SECOND SERIES
05/07/2017 PDS/2017SEM/KOH-SNZ/023-17 2017 FIMM ANNUAL CONVENTION
05/07/2017 PDS/2017SEM/KOH-SNZ/023-17 2017 FIMM ANNUAL CONVENTION CONVENTION
14/06/2017 ID/AL/FH/KOH-ZA/035-17 UPDATE ON THE IMPLEMENTATION OF THE COMMON REPORTING STANDARD (CRS)
12/05/2017 IT/FIS/FQ-MH/381-17 TRAINING ON FIMM INTEGRATED SYSTEM
04/05/2017 BR/UTS/TLK-val/027-17 CUTE SCHEDULES FOR JUNE – SEPTEMBER 2017
17/04/2017 PDS/2017SEM/FH-KOH-SNZ/023-17 2017 FIMM SEMINARS: SECOND SERIES
31/03/2017 BR/AL/FH-tlk/015-17 Amendments to Appendices 2-A and 2-B of FIMM’s Consolidated Rules
28/03/2017 BR/AL/TLK-val/016-17 CUTE CENTRE IN ASIA TECHBIZ SDN. BHD. SUNGAI PETANI, KEDAH
09/03/2017 PDS/2017SEM/FH-KOH-SNZ/009-17 2017 FIMM SEMINAR (2017 FIMMSEM): FIRST SERIES (ADDITIONAL SESSION)
03/03/2017 BR/AL/TLK-val/008-17 RESCHEDULE COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) – KUALA TERENGGANU
23/02/2017 BR/AL/TLK-val/007-17 CUTE SCHEDULES FOR JUNE 2017
17/02/2017 BR/AL/TLK-val/006-17 CUTE SCHEDULES FROM APRIL TO JUNE 2017
27/01/2017 PDS/2017SEM/FH-KOH-SNZ/003-17 2017 FIMM SEMINARS: FIRST SERIES
2016
Date Circular Number Circular Title
13/12/2016 BR/FH/TLK-han/612-16 PROCEDURES FOR DISTRIBUTOR IN RELEASING CONSULTANT UPON RESIGNATION OR TERMINATION
08/12/2016 BR/AL/TLK-val/053-16 Computerized Unit Trust Examination (CUTE) – CUTE Schedule for January to March 2017 at OPEN University Malaysia ( OUM) Seremban, Negeri Sembilan
07/12/2016 PDS/FH-KOH-SNZ/051-16 FIMM Apprenticeship Program For Corporate Unit Trust Advisers (CUTAS) and Corporate Private Retirement Scheme Advisers (CPRAS)
01/12/2016 BR/AL/TLK-val/050-16 Computerized Unit Trust Examination (CUTE) – CUTE Schedules from January to March 2017
21/11/2016 BR/AL/FH-tlk/031-16 REQUIREMENT OF AT LEAST 2 CONSULTANTS AT EACH DISTRIBUTION POINT INCLUDING MOBILE DISTRIBUTION POINT
07/11/2016 BR/AL/TLK-val/045 AD-HOC CUTE AT ARCNET TRAINING CENTRE KUALA LUMPUR (NOVEMBER 2016)
24/10/2016 BR/AL/FH-TLK-af/039-16 ANNUAL MEMBERSHIP SUBSCRIPTION FEE (“AMSF”) OR ANNUAL FEE OF MEMBERS, INSTITUTIONAL UNIT TRUST SCHEMES ADVISERS (“IUTAs”) OR CORPORATE UNIT TRUST SCHEMES ADVISERS (“CUTAs”) FOR THE YEAR 2017; AND ANNUAL FEE FOR UNIT TRUST SCHEMES (“UTS”) CONSULTANTS FOR THE YEAR 2017
22/09/2016 BR/AL/TLK-han/036-16 CUTE CENTRE IN KOLEJ YAYASAN PAHANG, KUANTAN
19/09/2016 BR/AL/TLK-val/367-16 CUTE CENTRE IN KUALA TERENGGANU, TERENGGANU
15/09/2016 LRA/AL/FH-mhr/034-16 TRANSITIONAL PERIOD FOR RULE 3.4.7, SUBMISSION REQUIREMENT FOR ITEM (I), TABLE 2 OF FIMM’S CONSOLIDATED RULES
15/09/2016 LRA/AL/FH-mhr/033-16 TRANSITIONAL PERIOD FOR CPD PROGRAMME IN CHAPTER 7 OF FIMM’S CONSOLIDATED RULES
09/09/2016 PDS/2016Seminars/FH-KOH-SNZ-275-16 2016 FIMM SEMINARS: SECOND SERIES
25/08/2016 BR/AL/TLK-af/029-16 COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) – CUTE SCHEDULE FROM OCTOBER TO DECEMBER 2016
25/08/2016 BR/AL/TLK-val/030-16 AD-HOC SESSIONS FOR CUTE AT ASIA COMMERCIAL INSTITUTE SIBU, SARAWAK
16/08/2016 LRA/AL/MHR-af/028-16 UPDATES PERTAINING TO THE REMOVAL OF REQUIREMENT FOR FIMM’S PRE-INVESTMENT FORM FOR UNIT TRUST INDUSTRY AND PRIVATE RETIREMENT SCHEME INDUSTRY
09/08/2016 LRA/AL/MHR-af/026-16 REMOVAL OF REQUIREMENT FOR FIMM’s PRE-INVESTMENT FORM FOR UNIT TRUST INDUSTRY AND PRIVATE RETIREMENT SCHEME INDUSTRY
27/06/2016 BR/AL/TLK-val/017-16 CUTE CENTRE IN KOTA BAHRU, KELANTAN
27/06/2016 BR/AL/TLK-val/019-16 CANCELLATION OF CUTE SESSIONS – KOLEJ POLY-TECH MARA KUANTAN, PAHANG
20/05/2016 BR/AL/TLK-val/014-16 COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) – CUTE SCHEDULE FROM JULY TO SEPTEMBER 2016
18/04/2016 BR/PRS/FH-tlk/103-16 INDUSTRY BRIEFING TO DISTRIBUTORS OF UNIT TRUST SCHEMES (“UTS”) AND PRIVATE RETIREMENT SCHEMES (“PRS”)
03/03/2016 BR/AL/TLK-yy/008-16 RESCHEDULE CUTE SESSIONS AND CENTRE CLOSURE – TM TRAINNING CENTRE KUALA TERENGGANU, TERENGGANU
17/02/2016 BR/AL/TLK-yy/005-16 CUTE SCHEDULE FOR APRIL – JUNE 2016 AT OPEN UNIVERSITY MALAYSIA (OUM) SEREMBAN, NEGERI SEMBILAN
05/02/2016 BR/AL/TLK-yy/004-16 CUTE SCHEDULE FROM APRIL TO JUNE 2016
08/01/2016 BR/FH/TLK-ksc/002-16 REMOVAL OF FEDERATION OF INVESTMENT MANAGERS MALAYSIA’S NUMBER (“FIMM NO.”) PRINTED ON COMPUTERISED UNITE TRUST EXAMINATION (“CUTE”) RESULT SLIP
2015
Date Circular Number Circular Title
21/12/2015 BR/AL/TLK-yy/073-15 CANCELLATION OF COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) SESSIONS – ALOR SETAR, KEDAH
16/12/2015 BR/AL/TLK-yy/072-15 AD-HOC SESSIONS FOR COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) AT ASIA COMMERCIAL INSTITUTE SIBU, SARAWAK
27/11/2015 BR/AL/TLK-yy/068-15 COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) – CUTE SCHEDULE FROM JANUARY TO MARCH 2016
29/10/2015 BR/AL/TLK-val/061-15 COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) SCHEDULE FOR KOTA BAHRU, KELANTAN – DECEMBER 2015
23/10/2015 BR/AL/TLK/-yy/059-15 AD-HOC SESSIONS FOR COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) AT ASIA COMMERCIAL INSTITUTE SIBU, SARAWAK
19/10/2015 BR/AL/FH/TLK-af/056-15 PAYMENT OF: a) ANNUAL MEMBERSHIP SUBSCRIPTION FEE (“AMSF”) OR ANNUAL FEE OF MEMBERS, IUTAs, CUTAs FOR THE YEAR 2016 b) ANNUAL FEE FOR UNIT TRUST CONSULTANTS (UTCs) FOR THE YEAR 2016
17/09/2015 BR/AL/TLK-yy/049-15 SHORT MESSAGE SERVICE (SMS) TO CANDIDATES ON THE DETAILS OF COMPUTERISED UNIT TRUST EXAMINATION (CUTE)
17/09/2015 BR/AL/TLK-yy/048-15 AD-HOC SESSIONS FOR CUTE AT TM TRAINING CENTRE, KUALA TERENGGANU, TERENGGANU
14/09/2015 PDS/NO/KOH-ay/427-15 FIMM’s 2015 ANNUAL CONVENTION – 6 OCTOBER 2015, SIME DARBY CONVENTION CENTRE
19/08/2015 BR/AL/TLK-yy/045-15 ADDITIONAL CUTE SESSION AT KLANG VALLEY / CUTE SCHEDULE : OCTOBER – DECEMBER 2015
06/08/2015 BR/AL/NO-tlk/380-15 EXEMPTION FROM COMPUTERISED UNIT TRUST EXAMINATION (“CUTE”)
05/08/2015 BR/AL/TLK-yy/043-15 CUTE SCHEDULE FROM OCTOBER – DECEMBER 2015
14/07/2015 I&SP/AL/NO-KOH-jw/040-15 DUTIES AND RESPONSIBILITIES OF MEMBERS AND REGISTERED PERSONS IN HELPING INVESTORS TO MAKE INFORMED INVESTMENT DECISIONS UNDER SWTICHING TRANSACTIONS
25/06/2015 BR/AL/TLK-yy/035-15 CANCELLATION OF CUTE EXAMINATION SESSIONS – KOTA BAHRU, KELANTAN
17/06/2015 BR/AL/TLK-yy/032-15 AD-HOC SESSIONS FOR CUTE AT ASIA COMMERCIAL INSTITUTE SIBU, SARAWAK AND KOLEJ POLY-TECH MARA KUANTAN, PAHANG
25/05/2015 BR/AL/TLK-yy/027-15 CUTE Schedule July – September 2015 Kota Bahru, Kelantan
22/05/2015 BR/AL/TLK-yy/024-15 CUTE SCHEDULE FROM JULY – SEPTEMBER 2015
07/05/2015 BR/AL/TLK-val/021-15 COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) SCHEDULE FOR JUNE 2015 AT KOLEJ POLY TECH MARA, KOTA BAHRU, KELANTAN
06/05/2015 BR/AL/TLK-val/020-15 COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) CENTRE IN KUCHING, SARAWAK
29/04/2015 BR/AL/NO/TLK-val/018-15 APPLICATION FORM FOR RE-REGISTRATION AS UNIT TRUST CONSULTANTS (“UTC”)
07/04/2015 BR/AL/TLK-yy/015-15 AD-HOC SESSION COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) SCHEDULE FOR MAY 2015 AT I-SYSTEM TRAINING CENTRE ALOR SETAR, KEDAH
30/03/2015 BR/AL/NO-tlk/011-15 EXEMPTION FROM COMPUTERISED UNIT TRUST EXAMINATION (“CUTE”)
16/03/2015 BR/AL/NO/TLK-val/151-15 “FIT AND PROPER” ASSESSMENT OF UNIT TRUST CONSULTANTS (“UTC”)
12/03/2015 BR/AL/NO-tlk/131-15 PAYMENT OF ANNUAL MEMBERSHIP SUBSCRIPTION FEES (“AMSF”) AND ANNUAL FEES FOR THE YEAR OF 2015
25/02/2015 BR/AL/TLK-yy/007-15 COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) – CUTE SCHEDULE FROM APRIL – JUNE 2015
13/01/2015 BR/AL/SC-yy/001-15 COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) SCHEDULE FOR FEBRUARY 2015 AT OPEN UNIVERSITY MALAYSIA (OUM) TAWAU, SABAH
2014
Date Circular Number Circular Title
26/12/2014 BR/AL/SC-yy/063-14 COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) SCHEDULE FOR JANUARY 2015 AT OPEN UNIVERSITY MALAYSIA (OUM) TAWAU, SABAH
15/12/2014 BR/AL/KHN-tlk/068-14 EXEMPTION FROM COMPUTERISED UNIT TRUST EXAMINATION (“CUTE”)
09/12/2014 PDS/AL/KOH-jn-sa/058-14 DEFERMENT OF CLAUSE 4.9.7 OF THE REVISED FIMM CONTINUING PROFESSIONAL DEVELOPMENT (CPD) GUIDELINES REGARDING READING FINANCIAL LITERATURE
17/10/2014 BR/IUTA&IPRA/MN-tlk/494-14 MARKETING AND DISTRIBUTION OF UNIT TRUST SCHEMES (“UTS”)/PRIVATE RETIREMENT SCHEMES (PRS”) BY INSTITUTIONAL UNIT TRUST ADVISERS (“IUTA”)/INSTITUTIONAL PRS ADVISERS
07/10/2014 BR/AL/MN/TLK-af/050-14 PAYMENT OF: a) ANNUAL MEMBERSHIP SUBSCRIPTION FEE (“AMSF”) OR ANNUAL FEE PF MEMBERS, IUTA OR CUTA FOR THE YEAR 2015 b) ANNUAL RENEWAL FEE FOR UNIT TRUST CONSULTANTS (UTC) FOR THE YEAR 2015
03/10/2014 BR/AL/MN/SC-yy/052-14 SUBMISSION OF APPLICATION FOR RE-SIT OF COMPUTERISED UNIT TRUST EXAMINATION (CUTE)
25/09/2014 BR/AL/MN-sc/049-14 NOTIFICATION ON THE MARKETING AND DISTRIBUTION OF UNIT TRUST SCHEMES (“UTS”) AND PRIVATE RETIREMENT SCHEMES (“PRS”)
21/08/2014 PDS/AL/MN-sa/021-14 REVISED CONTINUING PROFESSIONAL DEVELOPMENT (CPD) GUIDELINES VERSION 2.1
18/08/2014 CC/AL/MN-zn/036-14 FIMM’S 2014 ANNUAL CONVENTION. 8 OCTOBER 2014, SIME DARBY CONVENTION CENTRE
14/08/2014 PDS/AL/2014Seminar/MN-KOH-jn/384-14 2014 FIMM SEMINARS
07/07/2014 BR/AL/TLK-yy/030-14 REPLACEMENT DATE FOR COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) SESSION IN AUGUST 2014 – STAMFORD COLLEGE MELAKA
20/06/2014 BR/AL/MN-VAL/021-14 Computerized Unit Trust Examination (CUTE) Schedule for Tawau, Sabah (July-September 2014)
17/06/2014 PDS/AL/2014Seminar/MN-jn/311-14 CANCELLATION OF FIMM SEMINARS
22/05/2014 PDS/AL/2014Seminar/MN-jn/244-14 2014 FIMM SEMINARS – REVISED SCHEDULE
07/05/2014 PDS/AL/2014Seminar/MN-jn/225-14 2014 FIMM SEMINARS
24/04/2014 CC/AL/MN-zn/013-14 FIMM’S ANNUAL GOLF TOURNAMENT 2014: SPONSORSHIP AND REGISTRATIONINVITATION
22/04/2014 CC/AL/MN-hk/014-14 INVITATION TO PARTICIPATE – RETAIL INVESTOR SURVEY 2014 BY THE SECURITIES COMMISSION
03/04/2014 LSRA/AL/MN-nh/012-14 FEEDBACK ON PROPOSAL PAPER UNDER PERSONAL DATA PROTECTION ACT (PDPA) 2010
03/03/2014 LSRA/AL/MN-nh/009-14 FEEDBACK ON PROPOSAL PAPERS: (i) 2/2014 – GUIDE ON COMPLIANCE OF PERSONAL DATA PROTECTION ACT (PDPA) 2010 (ii) 3/2014 – GUIDE ON THE MANAGEMENT OF EMPLOYEE DATA UNDER PERSONAL DATA PROTECTION ACT (PDPD) 2010
07/02/2014 LSRA/AL/MN-pky/006-14 PROPOSAL PAPER NO. 1/2014 ON “GUIDE IN DEALING WITH DIRECT MARKETING UNDER THE PERSONAL DATA PROTECTION ACT 2010” ISSUED BY PERSONAL DATA PROTECTION DEPARTMENT MALAYSIA
07/02/2014 LSRA/AL/MN-pky/004-14 CONSENTS FOR USAGE OF PERSONAL DATA OF UNIT TRUST CONSULTANTS (“Consultants”), DIRECTORS AND EMPLOYEES OF MEMBERS, IUTA AND CUTA
21/01/2014 BR/AL//SS-jw/001-14 Corporate Information in the I3 System
2013
Date Circular Number Circular Title
18/12/2013 CC/AL/AKK-zn/058-13 Unit Trust Investment Fair Organised by Fundsupermart.com
11/12/2013 BR/AL/TLK-yy/057-13 Computerized Unit Trust Examination (CUTE) Schedule for Kuantan, Pahang (Jan-Mar 2014)
26/11/2013 BR/AL/AKK/TLK-sc/056-13 Consent For Publishing Information Of Unit Trust Consultant (“UTC”)
21/10/2013 PDS/AL/SIEH-jn/050-13 2013 Continuing Professional Development (CPD) Revised Guideline
23/09/2013 CC/AL/SN-RR/049-13 FIMMToday’s 3rd Issue of The Year 2013
03/09/2013 BR/AL/AZS/TLK-JW/042-13 Payment of:
a) Annual Membership Subscription Fee (“AMSF”) or Annual Fee for Members, IUTA or CUTA for the Year 2014
b) Annual Renewal Fee for Unit Trust Consultants for the Year 2014
27/08/2013 BR/AL/TLK-yy/040-13 Computerized Unit Trust Examination (CUTE) – CUTE Schedule from Oct – Dec 2013
27/08/2013 CC/AL/AZ-zn/034-13 FIMM’s 2013 Annual Convention 3rd October 2013, Sime Darby Convention Centre
20/08/2013 BR/AL/AZS/TLK-val/038-13 Closure Of Computerized Unit Trust Examination (“CUTE”) Centres at Institute Perindustrian Sandakan and Open University Malaysia Tawau
16/08/2013 CC/M/AZ-zn/025-13 Invitation to Book Launch: Investing in Islamic Funds – A practitioner’s Perspective by Datuk Noripah Kamso
15/08/2013 BR/AL/AZS/HG-tlk/039-13 Revision Of Requirements Imposed on Institutional Unit Trust Advisers(“IUTA”)/Institutional PRS Advisers Regarding Distribution Agreements For Marketing and Distribution Of Unit Trust Schemes(“UTS”)/Private Retirement Schemes(“PRS”)
15/08/2013 BR/AL/AZS/HG-sc/038-13 Revision Of Requirements Imposed on Corporate Unit Trust Advisers (“CUTA”)/Corporate PRS Advisers Regarding Distribution Of Unit Trust Schemes (“UTS”)/Private Retirement Schemes(“PRS”)
07/08/2013 LSRA/AL/AZ-ck/037-13 FIMM’S Guidance Note in relation to the Personal Data Protection Act 2010
23/07/2013 PDS/AL/AZS-sa/036-13 International Seminar on Financial Literacy and Retirement Savings: Towards Securing A Comfortable Retirement Organized By The EPF
11/07/2013 BR/CUTA&CPRA/AZS/HG-tlk/003-13 Registration of Unit Trust Scheme and Private Retirement Scheme Consultants of Corporate Unit Trust Scheme Advisers (“CUTA”) and Private Retirement Scheme Advisers (“CPRA”)
11/07/2013 BR/AL/AZS/HG/SS-sc/034-13 Revision on the Requirement to Notify and Lodge Documents For Marketing and Distribution Of Unit Trust Scheme (UTS) or Private Retirement Schemes (PRS)
01/07/2013 CC/AL/AZ-Sn/033-13 FIMMToday’s 2nd Issue of The Year
27/06/2013 LSRA/AL/AZ-ck/031-13 Board of Directors of Federation of Investment Managers Malaysia
26/06/2013 CC/AL/AZ-NY/024-13 FIMM Today’s First Issue For The Year 2013
25/06/2013 BR/AL/AZS/TLK-yy/021-13 Replacement (New) Center For Computerised Unit Trust Examination (CUTE) in Cosmopoint Kota Kinabalu, Sabah and Kuching, Sarawak
24/06/2013 BR/AL/HG/TLK-yy/019-13 Computerised Unit Trust Examination (CUTE) Schedule For May to June 2013 at Stamford College Melaka
23/06/2013 BR/AL/HG/TLK-yy/016-13 Additional (NEW) Center For Computerised Unit Trust Examination (CUTE) in TESS R&D Centre, Petaling Jaya 2
22/06/2013 CC/AL/AZ-hk/017-13 FIMM Seminars 2013
21/06/2013 CCALAZ-zn/015-13 FIMM’S Annual Golf Tournament 2013: Invitation For Sponsorship and Registration
20/06/2013 LSRA/AL/AZ-pky/011-13 Submission Of Trend Analysis On Complaints To Federation Of Investment Managers Malaysia (“FIMM”)
19/06/2013 LSRA/AL/HG-nh/010-13 Memorandum and Articles of Association of Federation Of Investment Managers Malaysia (“M&A”)
18/06/2013 LSRA/AL/AZ-nh/006-13 Code of Ethics and Rules of Professional Conduct (Unit Trust Scheme) (“CODE”)
17/06/2013 CC/AL/AZ-zn/001-13 Unit Trust Investment Fair Organised by FUNDSUPERMART.COM
28/02/2013 ISRV/AL/AZ-hg-wyl/012-13 Marketing and Distribution Compliance Audit (“Compliance Audit”) – (Reupload)
2010
Date Circular Number Circular Title
22/09/201A Test IT004 – IT Equipment Return-Koid
22/09/2010 IT/AL/LSH-GT/044-10 Renewing Of Unit Trust Consultant (UTC) for the Year 2011
22/06/2010 BR/AL/LSH-jc/029-10 Notification and Lodgement of Document for the Marketing and Distribution of Wholesale Funds
19/01/2010 BR/AL/LSH-jc/001-10 Self Regulatory Organisation (SRO)
2009
Date Circular Number Circular Title
01/10/2009 LSRA/AL/LSH-nh/029-09 Compilation of complaints for the Securities Commission (“SC”)
2008
Date Circular Number Circular Title
08/07/2008 IT/AL/LSH-GT/080-08 SMS Service to Inform Candidates of their Unit Trust Examination
31/01/2008 REGS/AL/LSH-jc/026-08 Exemption from FMUTM’s Computerised Unit Trust Examination (CUTE)

Regulations

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