Consultant Application Kit (PRS)

CONSULTANT APPLICATION KIT (PRS)

Private Retirement Scheme Consultant” or “PRS Consultant” means an individual who is duly registered with the Federation of Investment Managers Malaysia to market and distribute Private Retirement Scheme.

REGISTRATION OF PRS CONSULTANT

For individual applicant:

The applicant is required to submit the following duly completed documents:

NO DOCUMENTS REQUIRED DOWNLOAD
1 Application Form Download
2 Copy of NRIC Download
3 Certified True Copy of Academic Certificate Download
4 Statutory Declaration Download
5 Photo Resolution Download

For submission by Distributor:

The applicant is required to submit the following duly completed documents:

NO DOCUMENTS REQUIRED DOWNLOAD
1 Cover Letter CL P001
2 List of Candidates
3 Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant”) – Computerised Exam P001 (CPRE)
4

One (1) copy of Identity Card (front and back) or passport

Note: For any changes on the name, please provide the supporting document as a proof of the changes

5 One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph) Sample
6 A duly executed Statutory Declaration SD 001
7 A certified true copy of the relevant certificate and qualification
8 A certified true copy of the relevant Capital Market Services Representative License (“CMSRL”)(if applicable)
9 A certified true copy of the relevant Capital Market Services Representative License (“CMSRL”) dealing in securities e.g. remisiers (applicable for Investment Bank only)
10 A certified true copy of the result slip that indicates the candidate has passed Module 1of CFP or IFP or RFP or Shariah RFP (applicable to FIMM Apprenticeship Program for CPRA only)
11 Evidence of document as a proof of memberships with the relevant bodies
12 Fees PRS Fees Table 2

The applicant is required to submit the following duly completed documents:

NO DOCUMENTS REQUIRED DOWNLOAD
1 Cover Letter CL P002
2 List of PRS Consultants
3 Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’) P001
4 One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph) Sample
5 A duly executed Statutory Declaration SD 001
6 Letter of release from previous PRS Distributor (if applicable)
7 A certified true copy of the relevant Capital Market Services Representative License (“CMSRL”) (if applicable)
8 A certified true copy of the relevant Capital Market Services Representative License (“CMSRL”) dealing in securities e.g. remisiers (applicable for Investment Bank only)
9 A letter of Undertaking for merger exercise (if applicable) CL P003
10 A certified true copy of the result slip that indicates the candidate has passed Module 1of CFP or IFP or RFP or Shariah RFP (applicable to FIMM Apprenticeship Program for CPRA only)
11 Evidence of document as a proof of memberships with the relevant bodies
12 Fees PRS Fees Table 2

*Not require to submit to FIMM.

The applicant is required to submit the following duly completed documents:

NO DOCUMENTS REQUIRED DOWNLOAD
1 Cover Letter CL P004
2 Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’) P001
3

One (1) copy of Identity Card (front and back) or passport

Note: For any changes on the name, please provide the supporting document as a proof of the changes

4 One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph) Sample
5 A duly executed Statutory Declaration SD 001
6 Evidence of approval by the Securities Commission / relevant authority for the appointment of Chief Executive of a PRS Provider, IPRA or CPRA
7 Evidence of document as a proof of memberships with the relevant bodies
8 Fees PRS Fees Table 2

The applicant is required to submit the following duly completed documents:

NO DOCUMENTS REQUIRED DOWNLOAD
1 Cover Letter CL P004
2 Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’) P001
3

One (1) copy of Identity Card (front and back) or passport

Note: For any changes on the name, please provide the supporting document as a proof of the changes

4 One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph) Sample
5 A duly executed Statutory Declaration SD 001
6 Evidence of approval by the Securities Commission / relevant authority for the appointment of Chief Executive of a PRS Provider, IPRA or CPRA
7 Resume or Curriculum Vitae with details describing the Director’s scope of work and specific job description
8 Evidence of document as a proof of memberships with the relevant bodies
9 Fees PRS Fees Table 2

The applicant is required to submit the following duly completed documents:

NO DOCUMENTS REQUIRED DOWNLOAD
1 Cover Letter CL 004
2 Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’) P001
3

One (1) copy of Identity Card (front and back) or passport

Note: For any changes on the name, please provide the supporting document as a proof of the changes

4 One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph) Sample
5 A duly executed Statutory Declaration SD 001
6 A certified true copy of Capital Market Services Representative License (“CMSRL”) for fund management
7 Fees PRS Fees Table 2

The applicant is required to submit the following duly completed documents:

NO DOCUMENTS REQUIRED DOWNLOAD
1 Cover Letter CL P004
2 Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’) P001
3

One (1) copy of Identity Card (front and back) or passport

Note: For any changes on the name, please provide the supporting document as a proof of the changes

4 One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph) Sample
5 A duly executed Statutory Declaration SD 001
6 A certified true copy of the relevant certificate for certified holders of CFP/IFP/RFP/Shariah RFP/ChFC (if applicable)
7 Evidence of result slip that indicates the candidates has passed:
a) Module 1 & 3 of CFP
b) Module 1 & 3 of IFP
c) Module 1, 3 & 6 of RFP
d) Module 1, 3 & 6 of Shariah RFP
CL P004
8 Evidence of document as a proof of memberships with the relevant bodies
9 Certified true copy of the certificate of proficiency in financial planning issued by the MFPC (applicable for item 7(c) and 7(d) above)
10 Fees PRS Fees Table 2

The applicant is required to submit the following duly completed documents:

NO DOCUMENTS REQUIRED DOWNLOAD
1 Cover Letter CL P007
2 List of ACTIVE PRS Consultants as at 31 December for CPD Fulfillment LIST 001
3 A duly executed Statutory Declaration For Renewal of Registration -on a biennially basis* SD 002

*Not required to submit to FIMM.

Submission of Application for Renewal of Registration of UTS Consultant

NO DOCUMENTS REQUIRED DOWNLOAD
1 Cover Letter CL P005
2 Fees PRS Fees Table 2

The applicant is required to submit the following duly completed documents:

NO DOCUMENTS REQUIRED DOWNLOAD
1 Cover Letter CL P006
2 List of PRS Consultants

The applicant is required to submit the following duly completed documents:

NO DOCUMENTS REQUIRED DOWNLOAD
1 Cover Letter CL P008
2 Email to FIMM at “registration@fimm.com.my ” the list of candidates for registration as PRS Consultants (the list of candidates must email to FIMM prior to submission of application for registration through the system)
(applicable for insurance agent only)
Template
3 Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’)
(Affix rubber stamp ” Familiarisation Program”)
P001
4 A duly executed Statutory Declaration SD 001
5 A certified true copy of the relevant certificate and qualification
6 One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph) Sample
7 One (1) copy of Identity Card (front and back) or passport
8 Certified True Copy of Certificate of Attendance of 1.5 days 2021 PRS Familiarization Program
9 Certified true copy of Certificate Examination in Investment-Link Insurance (“CEILLI”) OR Takaful Business Examination (TBE)- Part A for Basic Takaful, Medical and Health Takaful and Part C for Family Takaful, Investment Linked Takaful OR Certificate from Malaysian Takaful Association (MTA) – General & Family
(applicable for insurance agent only)
Sample
10 Fees PRS Fees Table 2
updated on 25/02/2022
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