CONSULTANT APPLICATION KIT (PRS)
“Private Retirement Scheme Consultant” or “PRS Consultant” means an individual who is duly registered with the Federation of Investment Managers Malaysia to market and distribute Private Retirement Scheme.
REGISTRATION OF PRS CONSULTANT
For individual applicant:
The applicant is required to submit the following duly completed documents:
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Application Form | Download |
| 2 | Copy of NRIC | Download |
| 3 | Certified True Copy of Academic Certificate | Download |
| 4 | Statutory Declaration | Download |
| 5 | Photo Resolution | Download |
| 6 | FIMM Consent Form | Download |
For submission by Distributor:
The applicant is required to submit the following duly completed documents:
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Cover Letter | CL P001 |
| 2 | List of Candidates | |
| 3 | Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant”) – Computerised Exam | P001 (CPRE) |
| 4 |
One (1) copy of Identity Card (front and back) or passport Note: For any changes on the name, please provide the supporting document as a proof of the changes |
|
| 5 | One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph) | Sample |
| 6 | A duly executed Statutory Declaration | SD 001 |
| 7 | A certified true copy of the relevant certificate and qualification | |
| 8 | A certified true copy of the relevant Capital Market Services Representative License (“CMSRL”)(if applicable) | |
| 9 | A certified true copy of the result slip that indicates the candidate has passed Module 1of CFP or IFP or RFP or Shariah RFP (applicable to FIMM Apprenticeship Program for CPRA only) | |
| 10 | Evidence of document as a proof of memberships with the relevant bodies | |
| 11 | FIMM Consent Form | Download |
| 12 | Fees | PRS Fees Table 2 |
The applicant is required to submit the following duly completed documents:
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Cover Letter | CL P002 |
| 2 | List of PRS Consultants | |
| 3 | Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’) | P001 |
| 4 |
One (1) copy of Identity Card (front and back) or passport Note: For any changes on the name, please provide the supporting document as a proof of the changes |
|
| 5 | One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph) | Sample |
| 6 | A duly executed Statutory Declaration | SD 001 |
| 7 | A certified true copy of the relevant Capital Market Services Representative License (“CMSRL”) (if applicable) | |
| 8 | A letter of Undertaking for merger exercise (if applicable) | CL P003 |
| 9 | A certified true copy of the result slip that indicates the candidate has passed Module 1of CFP or IFP or RFP or Shariah RFP (applicable to FIMM Apprenticeship Program for CPRA only) | |
| 10 | Evidence of document as a proof of memberships with the relevant bodies | |
| 11 | FIMM Consent Form | Download |
| 12 | Fees | PRS Fees Table 2 |
*Not required to submit to FIMM.
The applicant is required to submit the following duly completed documents:
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Cover Letter | CL P004 |
| 2 | Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’) | P001 |
| 3 |
One (1) copy of Identity Card (front and back) or passport Note: For any changes on the name, please provide the supporting document as a proof of the changes |
|
| 4 | One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph) | Sample |
| 5 | A duly executed Statutory Declaration | SD 001 |
| 6 | Evidence of approval by the Securities Commission / relevant authority for the appointment of Chief Executive of a PRS Provider, IPRA or CPRA | |
| 7 | Evidence of document as a proof of memberships with the relevant bodies | |
| 8 | FIMM Consent Form | Download |
| 9 | Fees | PRS Fees Table 2 |
The applicant is required to submit the following duly completed documents:
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Cover Letter | CL P004 |
| 2 | Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’) | P001 |
| 3 |
One (1) copy of Identity Card (front and back) or passport Note: For any changes on the name, please provide the supporting document as a proof of the changes |
|
| 4 | One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph) | Sample |
| 5 | A duly executed Statutory Declaration | SD 001 |
| 6 | Evidence of approval by Securities Commission / relevant authority for the appointment of Director for a PRS Provider, IPRA or CPRA | |
| 7 | Resume or Curriculum Vitae with details describing the Director’s scope of work and specific job description | |
| 8 | Evidence of document as a proof of memberships with the relevant bodies | |
| 9 | FIMM Consent Form | Download |
| 10 | Fees | PRS Fees Table 2 |
The applicant is required to submit the following duly completed documents:
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Cover Letter | CL 004 |
| 2 | Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’) | P001 |
| 3 |
One (1) copy of Identity Card (front and back) or passport Note: For any changes on the name, please provide the supporting document as a proof of the changes |
|
| 4 | One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph) | Sample |
| 5 | A duly executed Statutory Declaration | SD 001 |
| 6 | A certified true copy of Capital Market Services Representative License (“CMSRL”) for fund management | |
| 7 | FIMM Consent Form | Download |
| 8 | Fees | PRS Fees Table 2 |
The applicant is required to submit the following duly completed documents:
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Cover Letter | CL P004 |
| 2 | Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant’) | P001 |
| 3 |
One (1) copy of Identity Card (front and back) or passport Note: For any changes on the name, please provide the supporting document as a proof of the changes |
|
| 4 | One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph) | Sample |
| 5 | A duly executed Statutory Declaration | SD 001 |
| 6 | A certified true copy of the relevant certficate and qualification | |
| 7 | A certified true copy of the relevant certificate for certified holders of CFP/IFP/RFP/Shariah RFP/ChFC (if applicable) | |
| 8 | Evidence of result slip that indicates the candidates has passed: a) Module 1 & 3 of CFP b) Module 1 & 3 of IFP c) Module 1, 3 & 6 of RFP d) Module 1, 3 & 6 of Shariah RFP |
CL P004 |
| 9 | Evidence of document as a proof of memberships with the relevant bodies | |
| 10 | Certified true copy of the certificate of: a) Associate of Financial Planner by FPAM (applicable for item 8(a) and 8(b) above) b) Proficiency in Financial Planning issued by the MFPC (applicable for item 8(c) and 8(d) above) |
|
| 11 | FIMM Consent Form | Download |
| 12 | Fees | PRS Fees Table 2 |
The applicant is required to submit the following duly completed documents:
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Cover Letter | CL P007 |
| 2 | List of ACTIVE PRS Consultants as at 31 December for CPD Fulfillment | LIST 001 |
| 3 | A duly executed Statutory Declaration For Renewal of Registration -on a biennially basis* | SD 002 |
*Not required to submit to FIMM.
Submission of Application for Renewal of Registration of UTS Consultant
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Cover Letter | CL P005 |
| 2 | Fees | PRS Fees Table 2 |
The applicant is required to submit the following duly completed documents:
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Cover Letter | CL P006 |
| 2 | List of PRS Consultants | |
The applicant is required to submit the following duly completed documents:
11FeesPRS Fees Table 2
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Cover Letter | CL P008 |
| 2 | Email to FIMM at “registration@fimm.com.my ” the list of candidates for registration as PRS Consultants (the list of candidates must email to FIMM prior to submission of application for registration through the system) (applicable for insurance agent only) |
Template |
| 3 | Application Form for Registration of Private Retirement Scheme Consultant (“PRS Consultant”) (Affix rubber stamp ” Familiarisation Programme”) |
P001 |
| 4 |
One (1) copy of Identity Card (front and back) or passport Note: For any changes on the name, please provide the supporting document as a proof of the changes |
|
| 5 | One (1) Malaysia passport-sized colour photograph (name written at the back of the photograph) | Sample |
| 6 | A duly executed Statutory Declaration | SD 001 |
| 7 | A certified true copy of the relevant certificate and qualification | |
| 8 | Certified True Copy of Certificate of Attendance of 1.5 days 2023 PRS Familiarisation Program | |
| 9 | Certified true copy of Certificate Examination in Investment-Link Insurance (“CEILLI”) OR Takaful Business Examination (TBE)- Part A for Basic Takaful, Medical and Health Takaful and Part C for Family Takaful, Investment Linked Takaful OR Certificate from Malaysian Takaful Association (MTA) – General & Family (applicable for insurance agent only) |
Sample |
| 10 | FIMM Consent Form | Download |
| 11 | Fees | PRS Fees Table 2 |
| Updated on 13/04/2023 |